香港持牌證券公司：瑞穗證券亞洲有限公司

• 名字: 瑞穗證券亞洲有限公司 Mizuho Securities Asia Limited
• 證監會中央編號: AEZ953
• 發牌日期: 27/04/2005

受規管活動	生效日期	備註
證券交易 Dealing in Securities	Jan 01 1970
就證券提供意見 Advising on Securities	Jan 01 1970
就機構融資提供意見 Advising on Corporate Finance	Jan 01 1970
提供資產管理 Asset Management	Jan 01 1970

• 中文地址：香港九龍尖沙咀梳士巴利道18號K11 Atelier, 14-15樓 *
• 英文地址：14-15/F, K11 Atelier, 18 Salisbury Road, Tsim Sha Tsui, Kowloon, Hong Kong *
• 带*: 主要營業地址

[email protected]

www.mizuho-sc.com/hk

生效日期	牌照條件
2005年04月27日	就第9類受規管活動而言，除為對沖目的而進行有關交易外，持牌人不得為他人提供管理期貨合約投資組合的服務。 For Type 9 regulated activity, the licensee shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
2021年01月08日	就第6類受規管活動而言，持牌人就證監會發出的《公司收購、合併及股份回購守則》範圍內的有關事宜/交易，以顧問身分向客戶提供意見時，必須與(該客戶的) 另一名顧問共同行事，而該另一名顧問須不受此條件的規限。 For Type 6 regulated activity, the licensee must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Commission, act together with another adviser (to the client) not subject to this condition.
2021年01月08日	就第6類受規管活動而言，持牌人不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事。 For Type 6 regulated activity, the licensee shall not act as sponsor in respect of an application for the listing on a recognized stock market of any securities.

負責人員名字	中央編號	RA1	RA2	RA3	RA4	RA5	RA6	RA7	RA8	RA9	RA10
ANZAI Takehiro	AZJ383	X			X
FUKUMOTO Rikiya	BPF372	X			X					X
ISHII Hirona	BPK880	X			X		X			X
李嘉明 LEE Kar Ming, Kenneth	AED932	X			X		X
松尾秀拓 MATSUO Hidetaku	AZL647	X			X					X
梅軒寧 MUI Malcolm Hin-Ling	APB926	X			X		X
NOGUCHI Suguru	BPF378	X			X		X
ROWE Damian Marcus	ASH901	X			X
SALAM Salim	BEM182	X			X		X

代表名字	中央編號	RA1	RA2	RA3	RA4	RA5	RA6	RA7	RA8	RA9	RA10
AGUSTIN Scott-Jarryd	BNS030	X			X		X
AMMANN Christopher Emil	BNS037	X			X		X
ASAEDA HIDEYA	BLV794				X
ASKHAM Craig Gerrard	BNY632	X			X		X
BADIGAR Devanjan	BHQ459	X			X
BIDASARIA Shrey	BNX253	X			X		X
鮑國維 BOW Dominic Kwok Wai	AXR265	X			X
CAPONE Angela	BIZ300	X			X
CARTER Edward Jack Onslow	BGD665	X			X
CARTER Harriet Ellen Jane	BNE453	X			X		X
陳凱婷 CHAN Hoi Ting	BGD849	X			X		X
陳鍵漳 CHAN Kin Cheung	BMG075	X			X
陳明恩 CHAN Ming Yan	BOL140	X			X
CHANDRASEKHARAN Jayachandran	BCK946				X
陳隆 CHEN Long	BNN107	X			X					X
陳思宇 CHEN Szu Yu	BFO350	X			X
蔡德安 CHOI Tak On	BOR708	X			X		X
楚天驪 CHU Tianli	AVY302	X								X
COOK Geoffrey John	APB534	X			X
DOCHERTY Paul David	BCL837	X			X
FANG Wei	BKA235				X
FUKASE Yoshiya	BOM120	X			X		X
馮怡萱 FUNG Yi Huen	ANQ778	X			X		X
GLUECK Franz Ismael	AZH650	X			X		X
GOTO Fumihide	AOR367				X
GULRAJANI dev	BND519	X			X		X
HAH CHANGWOO	BKD619	X			X		X
濱本吉郎 HAMAMOTO Yoshiro	BMR068	X			X		X			X
HAMERSMA Sander Bastiaan	ADW037	X			X		X
HASHIMOTO Yoshihiro	BCH676				X
HAYASHIBARA Yuka	BOZ289				X
HIRATA Tomohiro	BQO764	X			X		X
HORI Yusuke	BAE890				X
HORTON Shaun Yi-Ming	BDI334	X			X		X
HOWARD Matthew John	BNU526	X			X
黃岑育 HUANG Anthony	BLY755				X
黃曉斌 HUANG Hiu Pan	AVS717				X
HUNTER Paul Chicano	BDR269	X			X
ISHII HIBIKI	BRX875	X								X
ITO Hitoshi	BQO820	X			X
ITO Tatsuhiko	BNG744				X
IWASA Shinsuke	AMP190				X
JAMES Richard Alan	BNR278	X			X		X
JIANG HONGYU	BPX099	X			X		X
JURENKO Louisa Alice	BKW654	X			X
KAMATA Marina	BQZ851	X			X		X
KAMIKI Toru	BQF032	X			X
金重博宇 KANESHIGE Hirou	ARD681	X			X
KARLO Krzysztof	BOU802	X			X
加藤勝仁 KATO Katsuhito	AMF766	X			X
KAWAKITA Yasuhiko	AZV123	X			X
川本裕太 KAWAMOTO Yuta	BOS813	X								X
KEEBLE Paul Royce	BJW027	X			X
KIKUCHI Masatoshi	BAG217				X
KIM Haena	BPY202	X			X					X
金志映 KIM Ji Young	AUE802	X			X
高德欣 KO Tak Yan Anson	BJW368	X			X		X
KOYAMA Takeshi	BAL421				X
KURODA Kentaro	BOJ811	X			X
關潔琳 KWAN Karen	BRS732	X			X
KWON Heerak	BOJ289	X			X
林嘉耀 LAM Ka Yiu	BQG360	X			X		X
林啟文 LAM Kai Man, Herman	AVC363	X			X
林斯渝 LAM Si U	BBW657	X			X
劉卓鏗 LAU Cheuk Hang, Samuel	AJB217	X								X
劉浩文 LAU Homan	AWU132	X			X
LAU Ivy	BRR511	X			X		X
LEADSOM David James	BNU517	X			X
LEE James	BNI691				X
李國瑋 LEE Kwok Wai	BAO433	X			X
李樂進 LEE Michael Le Jin	BRI082	X			X
李承桓 LEE Seunghwan	AYA209	X			X
LEE Yea Sul	BOT696	X			X		X
李易聰 LEE Yick Chung	AEE525	X			X
LEONG Daniel Yun-Foo	BHL041	X			X		X
梁偉民 LEUNG Wai Man	AGO399	X								X
梁譽騰 LEUNG Yu Tang	BPC725	X			X		X
李宜宸 LI Yichen	BGG188	X			X		X
劉杉杉 LIU Shanshan	BEC391	X			X		X
劉攸 LIU You	BLC125	X			X
MATSUDA Hiroshi	BAX539				X
MATSUNAGA Martin Hideyuki	BNT940	X			X		X
MATSUNO Maoki	BHY513				X
松下 哲史 MATSUSHITA Akifumi	BPT817	X			X
MIURA Yutaka	BBI890				X
MIYAGI HIROKAZU	BJE607				X
MORI Takahiro	BAX548				X
森田 佳佑 MORITA Keisuke	BNP212	X								X
NAGAYOSHI Hayato	BCW504				X
NAKAGAWA Yoshihiro	BMT316				X
NAKANE Yasuo	BHM502				X
NAKATA Shusuke	ARR934	X
中務　征爾 NAKATSUKASA Seiji	BOL278	X			X		X
黄政涵 NG Eric, Zheng Han	BJR929	X			X
NISHI Yoshiyuki	BJV585	X			X
OHASHI Hidetoshi	BHL322				X
OHATA Yosuke	ARE532				X
OHNUKI Duknam	BPA338	X			X
OSADE Yohei	BBH613	X			X					X
PANG Lillee Eileen	BRR689	X			X		X
PARSONS Stephen James	BNS038	X			X		X
彭子馨 PHANG Zi Xin	BRR690	X			X		X
潘俊傑 POON Chun Kit	AYS662	X			X					X
RAKESH Vijay Raghavan	BNF853				X
READE Mark Donald	BCC920	X			X
REILLY Robert Joseph	AXF221	X			X
ROWE Damian Marcus	ASH901						X
RYBAK Gregory	BNR279	X			X		X
SAITA Kenichi	BNU514				X
SAJI Hiroshi	BBL400				X
SAKAGUCHI Tairiku	BAG216				X
SATO KOKI	BJC095				X
SCHWARZ Florian	BKY307	X			X		X
SHAMLOO Rooin	BJP603	X			X
SHAW Benjamin John	BGN402	X			X
SHIN Jung Hoon	BLJ194				X
SHIN Myungsoo	BOT695	X			X		X
SHINYA Norimasa	BAV889				X
宋秀魁 SONG Xiukui	BBE458	X			X
SUZUKI Hiroyuki	BBV019				X
SUZUKI Katsuhiko	BDD174				X
SYED Salim Qader	BMM225				X
司徒婉儀 SZETO Yuen Yee	ANJ402	X			X
TAKAHASHI Toshio	BAC022				X
TAM Ka Man	BRT390	X								X
TANAKA Hiroshi	BAF821				X
TANAKA Takeshi	BAQ387				X
TEO Ying Zhuang	BCS552	X			X
TOMIMATSU Yosuke	BBB708				X
唐振皓 TONG Chun Ho	BGI616	X			X
UENO Yasunari	BHL325				X
VUJACIC Vojin	BHC232	X			X
WAKAE Masanori	BBB065				X
WALKER Daniel James	BRE411	X			X		X
尹卓賢 WAN Cheuk Yin	ARR928	X								X
王敏力 WANG Min-Li	BHM503				X
王　申申 WANG Shenshen	BPK490				X
汪　洋 WANG Yang	BPW781	X			X
王宇飞 WANG Yufei	BNO772	X			X		X
WARD Simon Anthony	BBQ753	X			X		X
WATANABE Hidekatsu	BAP098				X
WEI Wenguan	BQL012	X			X		X
黃國軒 WONG Kwok Hin	BRH477	X			X
黃偉龍 WONG Wai Lung	BAB062	X								X
黃旭邦 WONG Yuk-bon	BEZ913	X			X
胡嘉文 WOO Ka Man Sara	BHD691	X			X
伍珊珊 WU Shanshan	ATQ890	X			X
吳艷珊 WU Yanshan	BRI079	X								X
YAMADA Mikiya	BHV121				X
山口　智裕 YAMAGUCHI Tomohiro	BQV717	X			X
YAMAMOTO Yoshitsugu	AOQ600				X
YAMASHITA Ryosuke	BQE468	X			X		X
山內步 YAMAUCHI Ayumu	AXL777	X			X		X
YANADA Shuji	BEV132				X
杨小青 YANG Xiaoqing	BRI080	X			X		X
YATSU Naoki	BOH697	X								X
葉皓婷 YEH Hao-Ting	BAC177	X			X
YOOK Haekong	BKM766	X			X		X
YOON Jeong Su	BOK141	X			X		X
YOSHIDA Atsushi	BAE887				X
吉田劍悟 YOSHIDA Kengo	AVP035	X			X					X
翁懿德 YUNG Yi Tak	BPL011	X			X		X
张航毓 ZHANG Hangyu	BRI086	X			X		X
張卉佳 ZHANG Huijia	BRK437	X			X		X
張雯 ZHANG Wen	BFZ206	X			X
張毅 ZHANG Yi	BGX406	X			X
鄭珺博 ZHENG Junbo	BQF272	X			X		X
郑雅匀 ZHENG YAYUN	BRR603	X			X		X
仲晓宇 ZHONG Xiaoyu	BOP317	X			X		X
周晓丽 ZHOU Xiaoli	BND518	X			X
周雪 ZHOU Xue	BCC731	X			X
鄒建科 ZOU Jianke	BIZ748	X			X		X

聯絡詳情

電話號碼	傳真號碼	電郵地址	通訊地址
26852440	26852400	[email protected]

有效期至	英文名稱	中文名稱
2001年03月23日	IBJ Asia Securities Limited	興銀亞洲證券有限公司