香港持牌證券公司:智易東方證券有限公司
受規管活動 | 生效日期 | 備註 |
---|---|---|
證券交易 Dealing in Securities | Jan 01 1970 | |
就證券提供意見 Advising on Securities | Jan 01 1970 | |
提供資產管理 Asset Management | Jan 01 1970 |
生效日期 | 牌照條件 |
---|---|
2021年10月27日 | 就第9類受規管活動而言,持牌人只可經營下列業務: n(a)管理委託帳戶;及n(b)管理只向專業投資者作出要約的集體投資計劃。n“集體投資計劃”及“專業投資者”的定義在《證券及期貨條例》及其附屬法例(如適用的話)的條文內界定。 For Type 9 regulated activity, the licensee shall only carry on a business in the management of:n(a) discretionary accounts; andn(b) collective investment schemes that are offered to professional investors only.nThe terms “collective investment scheme” and “professional investor” are defined under the Securities and Futures Ordinance and its subsidiary legislation (where applicable). |
負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
---|---|---|---|---|---|---|---|---|---|---|---|
趙凱豪 CHIU Hoi Ho | BBK012 | X | X | X | |||||||
藺常念 LUN Sheung Nim | ADR500 | X | X | X | |||||||
譚慧慈 TAM Wai Chi, Elly | ABS460 | X | X | X |
代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
---|---|---|---|---|---|---|---|---|---|---|---|
朱琼蘇 CHU King So | BQR070 | X | |||||||||
馮家欣 FUNG Ka Yan | BHO409 | X | |||||||||
郭茜茵 GUO Qianyin | BOR360 | X | X | X | |||||||
何嘉意 HO Ka Yee | APH424 | X | X | X | |||||||
甘建新 KAM Kin Sun | BFG326 | X | X | X | |||||||
林曉峯 LAM Hiu Fung | AOR986 | X | X | ||||||||
梁焯鋒 LEUNG Cheuk Fung | BLT903 | X | |||||||||
莫凱名 MOK Hoi Ming, Herman | BQG131 | X | X | X | |||||||
伍忠豪 NG Chung Ho | ASJ875 | X | |||||||||
鄧麗濤 TANG Lai Toa, Angel | AWJ505 | X | |||||||||
鄧培業 TANG Pui Yip | BQG134 | X | X | X | |||||||
董諾 TUNG Nok, Karen | BNY999 | X | X | ||||||||
黃鴻玉 WONG Hung Yuk | AMS721 | X |
電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
---|---|---|---|
38962000 | 38962004 | [email protected] |