香港持牌證券公司：中國光大證券(香港)有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2004年07月30日 | 就第6類受規管活動而言，持牌人就證監會發出的《公司收購、合併及股份購回守則》範圍內的有關事宜/交易，以顧問身分向客戶提供意見時，必須與(該客戶的) 另一名顧問共同行事，而該另一名顧問須不受此條件的規限。 For Type 6 regulated activity, the licensee must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Repurchases issued by the Commission, act together with another adviser (to the client) not subject to this condition. |
| 2006年11月24日 | 就第6類受規管活動而言，由2007年1月1日開始，持牌人不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事。 For Type 6 regulated activity, with effect from 1 January 2007, the licensee shall not act as sponsor in respect of an application for the listing on a recognized stock market of any securities. |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 張德賢 CHANG Tak Yin, George | ANQ846 | X | X | ||||||||
| 周兆麟 CHOW Shiu Lun | ABF183 | X | |||||||||
| 韓巧藝 HON Hau Ngai | ANN416 | X | X | X | |||||||
| 高志榮 KO Chi Wing | AGD033 | X | |||||||||
| 江常永 KONG Sheung Wing | BFT354 | X | X | ||||||||
| 郭永晧 KWOK Wing Ho Felix | ADQ206 | X | |||||||||
| 林浩麟 LAM Kelvin Roland | ALQ299 | X | X | ||||||||
| 李偉傑 LEE Wai Kit | AJG299 | X | |||||||||
| 馬凱 MA Kai | ANU813 | X | X | ||||||||
| 蘇丹穎 SU Danying | BBW384 | X | X | X | |||||||
| 韋潮雄 WAI Chiu Hung | ACE753 | X | |||||||||
| 黃桂婷 WONG Kwai Ting, Katina | AAB483 | X | |||||||||
| 黃肇南 WONG Siu Nam | ADM812 | X | X | ||||||||
| 黃觀威 WONG William Koon Wei | AOR555 | X | X | ||||||||
| 胡少梅 WOO Siu Mui | AAZ246 | X | |||||||||
| 胡寶聲 WU Po Sing | ALZ574 | X | X | X | |||||||
| 楊雷 YANG Lei | BCY602 | X | X | ||||||||
| 叶芊 YE Qian | BBD322 | X | X | X | |||||||
| 楊健聲 YEUNG Kin Sing | AED619 | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 蔡翔彬 CAI Xiangbin | BOW512 | X | |||||||||
| 陳聰 CHAN Jonathan Chung | BNB925 | X | X | X | |||||||
| 陳嘉豪 CHAN Ka Ho | BOP869 | X | X | X | |||||||
| 陳家齡 CHAN Ka Ling, Albert | AAB406 | X | |||||||||
| 陳健民 CHAN Kin Man | AQZ593 | X | |||||||||
| 陳敬芳 CHAN King Fong | BOP353 | X | |||||||||
| 陳耀明 CHAN Yiu Ming | BBA099 | X | |||||||||
| 陳龍 CHEN Long | BOW916 | X | |||||||||
| 陳昱瑾 CHEN Yujin | BRZ085 | X | X | X | |||||||
| 鄭潔瑩 CHENG Kit Ying | BMT632 | X | |||||||||
| 鄭廣賢 CHENG Kwong Yin | AXK472 | X | X | ||||||||
| 鄭佩玲 CHENG Pui Ling | ADA132 | X | |||||||||
| 鄭小玉 CHENG Siu Yuk, Lina | AFD146 | X | |||||||||
| 鄭導昌 CHENG Tau Cheung | AFC185 | X | X | ||||||||
| 鄭濤 CHENG To | ADO333 | X | |||||||||
| 張頌傑 CHEUNG Chung Kit | AFS786 | X | |||||||||
| 張肇賢 CHEUNG Siu Yin, Simon | AVF593 | X | |||||||||
| 張以正 CHEUNG Yee Ching | AYP118 | X | |||||||||
| 錢萬亨 CHIN Man Hang | ADX062 | X | |||||||||
| 招文亮 CHIU Man Leong | AQV672 | X | |||||||||
| 趙明志 CHIU Ming Chi | BOW540 | X | X | X | |||||||
| 蔡依韻 CHOI Sharly Yee Wan | ALD136 | X | |||||||||
| 蔡書棋 CHOI Shu Ki | BOP900 | X | |||||||||
| 周靜怡 CHOU Ching Yi | BDY680 | X | X | X | |||||||
| 周博杰 CHOW Pok Kit | AFI383 | X | |||||||||
| 周世發 CHOW Sai Fat | ARB854 | X | |||||||||
| 周兆麟 CHOW Shiu Lun | ABF183 | X | |||||||||
| 周兆沅 CHOW Siu Yuen | BRT028 | X | |||||||||
| 徐聖道 CHUI Sing Tao, Paul | ACE604 | X | |||||||||
| 鍾焯林 CHUNG Cheuk Lam | BHL816 | X | |||||||||
| 鍾文燊 CHUNG Man Sun | AAI552 | X | X | ||||||||
| 鍾芷茵 CHUNG Tsz Yan | BJT594 | X | |||||||||
| 鍾偉業 CHUNG Wai Yip Joel | AOV569 | X | |||||||||
| 杜云帆 DU Yunfan | AVS847 | X | X | ||||||||
| 霍培林 FOK Pui Lam | AAF314 | X | |||||||||
| 馮家豪 FUNG Ka Ho, Eric | AUA455 | X | |||||||||
| 何志玲 HO Chi Ling, Theresa | ABT233 | X | |||||||||
| 何栢偉 HO Pak Wai | AFQ241 | X | X | ||||||||
| 何漢滔 HO Winston Hon Tao | BDK999 | X | |||||||||
| 黃標 HUANG Biao | BOK021 | X | |||||||||
| 霍正 HUO Zheng | BNJ908 | X | X | ||||||||
| 葉家楊 IP Ka Yeung | BCO240 | X | |||||||||
| 葉緯輪 IP Wai Lun, Victor | AOD814 | X | |||||||||
| 江曾 JIANG Zeng | BMM176 | X | |||||||||
| 高飛 KO MARK FEE | BKK631 | X | |||||||||
| 江淑玲 KONG Shuk Ling | AAB096 | X | |||||||||
| 關子瑩 KWAN Chi Ying | BMZ601 | X | |||||||||
| 郭淑雯 KWOK Shuk Man, Ann | AIX364 | X | |||||||||
| 黎智健 LAI Chi Kin | ANW426 | X | |||||||||
| 林朝亮 LAM Chiu Leung | ADQ010 | X | |||||||||
| 林浩然 LAM Ho Yin | AWR864 | X | |||||||||
| 林浩麟 LAM Kelvin Roland | ALQ299 | X | |||||||||
| 林健斌 LAM Kin Pan | AGE554 | X | |||||||||
| 林奕欣 LAM Yik Yan Avis | BNC265 | X | |||||||||
| 林鈺明 LAM Yuk Ming | AOE457 | X | |||||||||
| 劉煦朗 LAU Hui Long | BQM155 | X | |||||||||
| 劉璟欣 LAU King Yan | BOI954 | X | X | X | |||||||
| 劉明瓚 LAU Ming Cham | BKQ930 | X | |||||||||
| 劉永棠 LAU Wing Tong | ADT664 | X | |||||||||
| 羅沛輝 LAW Pui Fai | BAL426 | X | |||||||||
| 李浩 LEE Ho | BHN975 | X | |||||||||
| 李偉傑 LEE Wai Kit | AJG299 | X | |||||||||
| 梁傑彪 LEUNG Kit Piu | AQM109 | X | |||||||||
| 梁文康 LEUNG Man Hong | BRA137 | X | X | X | |||||||
| 梁子良 LEUNG Tsz Leung | APC803 | X | X | ||||||||
| 李康成 LI Hong Shing | AAD816 | X | |||||||||
| 李啟宏 LI Kai Wang | BFY153 | X | |||||||||
| 李珂 LI Ke | BGM281 | X | X | X | |||||||
| 梁奕 LIANG Yi | BPT152 | X | X | X | |||||||
| 廖靄兒 LIU Oi Yee | AOR643 | X | X | ||||||||
| 劉又華 LIU Youhua | ATW985 | X | |||||||||
| 盧雅儀 LO Ngar Yee, Fanny | AEA182 | X | |||||||||
| 盧寶華 LO Po Wah, Julie | ACH542 | X | |||||||||
| 盧大華 LO Tai Wah | AAD054 | X | |||||||||
| 盧天偉 LO Tin Wai | AGN787 | X | |||||||||
| 馬丹 MA Dan | ASE580 | X | |||||||||
| 馬琳琳 MA Linlin | ASK727 | X | X | X | |||||||
| 馬明祐 MA Ming Yau Sharif | BOH817 | X | X | ||||||||
| 馬小青 MA Xiaoqing | BPW068 | X | |||||||||
| 麥建華 MAK Kin Wah, Johnny | ABE419 | X | |||||||||
| 毛錦松 MO Kam Chung | AAC283 | X | |||||||||
| 吳志偉 NG Chi Wai, Nicholas | ACU975 | X | |||||||||
| 吳栢基 NG Pak Kei | APG232 | X | |||||||||
| 伍偉文 NG Wai Man | AIV666 | X | |||||||||
| 顏旭 NGAN Yuk | BBZ269 | X | |||||||||
| 潘文輝 POON Man Fai | AOD837 | X | |||||||||
| 阮晟 RUAN Cheng | BRW510 | X | X | X | |||||||
SHORT Jonas Oliver | BNX609 | X | X | ||||||||
| 蕭瑞文 SIU Shui Man, Salina | AMX969 | X | |||||||||
| 孫翠萍 SUN Tsui Ping | AUV990 | X | |||||||||
| 宋泳芝 SUNG Wing Chi, Emerentiana | AGJ233 | X | |||||||||
| 戴延庭 TAI Yin Ting | BMY919 | X | |||||||||
| 譚子成 TAM Tsz Shing | AJO423 | X | |||||||||
| 唐經緯 TANG Jingwei | ASQ546 | X | X | ||||||||
| 鄧愛蓮 TANG Oi Lin, Irene | BGZ332 | X | |||||||||
| 鄧月娥 TANG Yuet Ngor | AAB958 | X | |||||||||
| 曾志恆 TSANG Chi Hang | AEM502 | X | |||||||||
| 曾慶瑜 TSANG Hing Yu | AHN528 | X | X | X | |||||||
| 曾慕芝 TSANG Mo Chi | BFI060 | X | |||||||||
| 曹清宗 TSAO Ching Tsung | BQW411 | X | X | X | |||||||
| 蔡幼晶 TSOI Yau Ching | ACW725 | X | |||||||||
| 黃俊傑 WONG Chun Kit | BBL372 | X | |||||||||
| 黃中秀 WONG Chung Sau | AMW684 | X | X | ||||||||
| 黃浩恩 WONG Ho Yan, Peter | AAF496 | X | |||||||||
| 黃劍鋒 WONG Kim Fung Eric | APQ688 | X | |||||||||
| 黃桂婷 WONG Kwai Ting, Katina | AAB483 | X | |||||||||
| 黃順景 WONG Shun King | BLW758 | X | |||||||||
| 黃淑珍 WONG Suk Chun, Amy | ADS038 | X | |||||||||
| 黃梓政 WONG Tsz Ching | BBH085 | X | |||||||||
| 黃惠敏 WONG Wai Man | AJK454 | X | |||||||||
| 胡仲安 WOO Chung On | AAF446 | X | |||||||||
| 鄔亮 WU Liang | BRP486 | X | X | ||||||||
| 徐漫 XU Man | BGP800 | X | X | X | |||||||
| 任普淦 YAM Po Kam | AOY474 | X | |||||||||
| 甄國傑 YAN Kwok Kit | AWJ610 | X | |||||||||
| 楊家威 YANG Jiawei | BGO424 | X | X | ||||||||
| 邱連英 YEU Lin Ying | AKM119 | X | |||||||||
| 楊智文 YEUNG Chi Man | ACA546 | X | |||||||||
| 楊建豪 YEUNG Kin Ho | BBP199 | X | |||||||||
| 楊天樂 YEUNG Tin Lok, Alex | AIX747 | X | |||||||||
| 葉偉生 YIP Wai Sang, Vincent | AGH220 | X | |||||||||
| 余家樑 YU Ka Leung | AAW170 | X | |||||||||
| 俞嘉敏 YU Ka Man, Janice | ADY236 | X | |||||||||
| 余梓森 YUE Chee Sum, Clarence | ADT882 | X | |||||||||
| 袁東培 YUEN Tung Pui | BMO078 | X | |||||||||
| 翁偉倫 YUNG Wai Lun | ARN020 | X | |||||||||
| 張彬 ZHANG Bin | BOW513 | X | |||||||||
| 張健嬌 ZHANG Jianjiao | BQQ137 | X | |||||||||
| 張琳 ZHANG Lin | BQC322 | X | X | ||||||||
| 張楠 ZHANG Nan | AMO537 | X | |||||||||
| 周心怡 ZHOU Xinyi | BRP773 | X | X | X | |||||||
| 朱灵杰 ZHU lingjie | BRZ699 | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 28225001 | 39202632 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 1994年02月21日 | Newfoundland Securities Company Limited | |
| 1991年04月11日 | Silvernation Investments Limited |