香港持牌證券公司：Schroder Investment Management (Hong Kong) Limited
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 曹綺琪 CHO Yee Kee, Amy | AGA026 | X | X | X | |||||||
| 郭煒 GUO Wei | ASU040 | X | X | ||||||||
| 許子峰 HUI Tsz Fung | AFQ009 | X | X | ||||||||
| 金升柱 KIM Seung Ju | APM142 | X | X | ||||||||
| 近藤敬子 KONDO Keiko | AXX240 | X | X | ||||||||
| 林宛雅 LAM Yuen Ngar, Ginie | AEG451 | X | X | ||||||||
| 羅月兒 LAW Yuet Yee, Clara | ACS196 | X | |||||||||
| 李世賢 LEE Sai Yin | AFN905 | X | X | ||||||||
| 盧偉良 LO Wai Leung | ADA869 | X | X | ||||||||
MCDOUGALL Alexander Henry | AWH550 | X | X | X | |||||||
SEEX David Christopher Edward | ALG024 | X | X | ||||||||
| 于學宇 YU Hsueh-yu | AXY698 | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
ANG Chow Yang | APC577 | X | X | ||||||||
BHATIA Manish | AGL970 | X | X | ||||||||
BRYANT Steve Roger | ALI655 | X | X | ||||||||
| 陳志偉 CHAN Chi Wai | BLY761 | X | |||||||||
| 陳梓傑 CHAN Timothy Tsz Kit | AWM787 | X | X | ||||||||
| 陳江穎 CHEN Jiangying | BAA255 | X | X | X | |||||||
| 張靖寶 CHEUNG Ching Bo | AWZ179 | X | X | X | |||||||
| 張佩瑩 CHEUNG Pui Ying | BPY613 | X | |||||||||
| 張世華 CHEUNG Sai Wa | ALO587 | X | X | ||||||||
| 張永和 CHEUNG Wing Wo | AFR615 | X | |||||||||
| 趙美鳳 CHIU Mei Fung | AGN586 | X | |||||||||
| 招詩苗 CHIU Sze Miu | AQD961 | X | X | X | |||||||
| 蔡慧敏 CHOI Wai Man Ida | BRR184 | X | |||||||||
| 周灼健 CHOW Charles | ANH153 | X | |||||||||
| 周詠恩 CHOW Wing Yan | BOB123 | X | X | X | |||||||
| 周茵茵 CHOW Yan Yan | ADW712 | X | |||||||||
| 蔡偉煒 CHUA Wei Wei | AVP431 | X | X | ||||||||
DEBRUYNE Lieven M. O. | ACS819 | X | X | X | |||||||
DIAO Roy Wei-Chien | ATI404 | X | X | ||||||||
ENDER Rainer Markus | BNU231 | X | |||||||||
| 符怡 FU Yi | AYC741 | X | X | ||||||||
| 馮慶康 FUNG Hing Hong | BRT450 | X | |||||||||
| 高翔 GAO Xiang | BIC191 | X | X | ||||||||
| 高雅 GAO Ya | BGC216 | X | X | X | |||||||
| 郭煒 GUO Wei | ASU040 | X | |||||||||
HO Seow Eng Julia | BAE896 | X | X | ||||||||
HOWELLS Christian Steven | BFJ339 | X | X | X | |||||||
| 胡洁 HU Jie | BNV460 | X | X | ||||||||
| 黃冠 HUANG Guan | BBT472 | X | X | X | |||||||
HUDSON Toby Walpole | ADE163 | X | X | ||||||||
| 許佩如 HUI Pui Yu | AFY007 | X | X | X | |||||||
| 甘卓亨 KAM Stephen Cheuk Hang | AEI384 | X | X | X | |||||||
| 祁瑞萍 KI Shui Ping | ABD063 | X | |||||||||
| 黎覺圓 LAI Kok Yuen | BGE139 | X | X | X | |||||||
| 林宛玲 LAM Yuen Ling, Elaine | AQZ588 | X | X | X | |||||||
| 劉以浩 LAU Yee Ho, Roger | ASS671 | X | X | X | |||||||
| 羅月兒 LAW Yuet Yee, Clara | ACS196 | X | |||||||||
LEE King Fuei | ANT780 | X | X | ||||||||
| 李文傑 LEE Man Kit | AEY549 | X | X | ||||||||
| 利妙芝 LEE Miu Chi | AYR769 | X | X | X | |||||||
| 李世賢 LEE Sai Yin | AFN905 | X | |||||||||
| 李淑德 LEE Shuk Tak, Elaine | AFI432 | X | |||||||||
LEE Tracy Sou Fin | BBG667 | X | X | X | |||||||
| 李懿馨 LEE Yee Hing, Stella | AGC460 | X | |||||||||
| 李晓宇 LI Xiao Yu | BOM496 | X | |||||||||
| 李阳 LI Yang | BBU800 | X | |||||||||
| 劉翰芷 LIU Han-Chih | AWJ230 | X | X | ||||||||
| 劉佳 LIU Jia | APO197 | X | |||||||||
| 廖偉強 LIU Wai Keung | AEE248 | X | |||||||||
| 盧麗霞 LO Lai Ha | AIX153 | X | |||||||||
| 龍虹全 LONG Hongquan | BQI376 | X | X | ||||||||
| 梁競之 LUONG Jay C. | AGN573 | X | X | ||||||||
| 文德禮 MAN Derek Tak-lai | AWY306 | X | X | X | |||||||
| 黃澤祥 NG Chek Siang | BCI060 | X | X | ||||||||
NG Peng Fong (Huang Bingfeng) | AXN051 | X | X | ||||||||
| 吳穎敏 NG Ying Min Grace | AZZ102 | X | |||||||||
OSBORN Adam Gihon | AAZ357 | X | X | ||||||||
| 彭文逸 PANG Matthew Man Yat | ANE767 | X | X | X | |||||||
PARBROOK Robin Stewart | ACI102 | X | X | ||||||||
| 潘加翹 PUN Kar Kiu, Jose | AWR716 | X | X | ||||||||
| 錢軍 QIAN Jun | BOM466 | X | |||||||||
| 佘康如 SHEA Hong Yue, Chloe | BAZ560 | X | X | X | |||||||
SHEFFORD Blake Anthony | BPJ842 | X | X | X | |||||||
| 沈强 SHEN Qiang | BQW926 | X | |||||||||
| 蕭捷輝 SIU Chit Fai | BQW712 | X | X | X | |||||||
| 戴玉儀 TAI Yuk Yi, Amy | ADT504 | X | X | X | |||||||
| 鄧鎧俊 TANG Mervyn Hoy Chun Joseph | BER817 | X | X | X | |||||||
| 曾穎芝 TSANG Wing Chi | BRS202 | X | |||||||||
| 謝佩坤 TSE Pui Kwan | AFF231 | X | X | X | |||||||
| 徐梓翔 TSUI Chee Cheung | BRI974 | X | X | X | |||||||
| 董麗君 TUNG Lai Kwan | AOM604 | X | X | X | |||||||
| 王宛柳 WANG Wanliu | BQC242 | X | X | X | |||||||
| 黃琸殷 WONG Cheuk Yen Kristy | AXN025 | X | X | ||||||||
| 黃顯洸 WONG Hin Kwong | BDW700 | X | |||||||||
| 黃雅雯 WONG Ngar Men, Amelia | AEX263 | X | X | ||||||||
| 王淑嫻 WONG Shu Xian Melanie | BJM260 | X | X | ||||||||
| 黃玉華 WONG Yuk Wah | AFV475 | X | X | ||||||||
| 林淑娥 WOOLDRIDGE Sherry Lin | AEV538 | X | |||||||||
| 楊禎訓 YANG Jeonghoon | BLJ187 | X | |||||||||
| 楊森 YANG Sen | BQN491 | X | |||||||||
| 葉絲絲 YAP Sze Sze | BAI297 | X | X | X | |||||||
| 丘家敏 YAU Ka Man | BOK106 | X | X | X | |||||||
| 嚴司政 YIM Christopher Seeching | AWP270 | X | |||||||||
YONG Clement Yun Sun | BRP617 | X | X | ||||||||
| 游智凱 YU Che Kaei | AXL098 | X | X | X | |||||||
| 于學宇 YU Hsueh-yu | AXY698 | X | X | ||||||||
| 余曼琪 YU Man Ki, Maggie | BGI343 | X | |||||||||
| 鄭冲 ZHENG Chong | AQQ143 | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 28437617 | 25227119 | [email protected] |