香港持牌證券公司：UBS Asset Management (Hong Kong) Limited
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
BRADSHAW John | AHC328 | X | X | ||||||||
BRISCOE Hayden Daniel | AVV090 | X | X | X | |||||||
CHOI Sijin | BIQ117 | X | |||||||||
| 許莉菲 HSU Li Fei | AVA787 | X | X | ||||||||
| 李世耀 LI Sai Yiu, Charles | AFN641 | X | X | ||||||||
OLIETE GALIANO Adolfo | BFO427 | X | X | X | |||||||
PLEBANI Gian Arard | BNB394 | X | X | X | |||||||
SHI Bin | AMX414 | X | X | ||||||||
| 邵藹苓 SHIU Ephrem | AUZ171 | X | X | X | |||||||
| 八木晶子 YAGI Akiko | BBR219 | X | X | X | |||||||
| 姚偉浩 YIU Wai Ho | APR883 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
AMSTALDEN Boris Marcello | BNH259 | X | X | ||||||||
CAO Ying | BKB468 | X | X | X | |||||||
CHAN Chee Seng | AJO200 | X | X | ||||||||
| 陳毅亭 CHAN Ngai Ting | BDI911 | X | X | ||||||||
| 常青 CHANG Qing | AVM700 | X | X | ||||||||
| 陳冰玉 CHEN Bingyu | BIX773 | X | X | ||||||||
| 鄭競康 CHENG King Hong | ATD295 | X | X | ||||||||
| 張天睿 CHEUNG Tin Yui, Timothy Brian | BBE263 | X | X | ||||||||
| 張穎欣 CHEUNG Wing Yan Denise | BGQ669 | X | X | ||||||||
CHOI Sijin | BIQ117 | X | |||||||||
| 張素菁 CHONG Sue Ching | AQN999 | X | X | X | |||||||
| 蔡婷茵 CHOY Ting Yan | BFR089 | X | X | ||||||||
| 崔翠 CUI Cui | BFD800 | X | X | ||||||||
| 丁宁 DING Ning | BPJ449 | X | X | ||||||||
FAIRFULL Angus Ewan Spowart | BPY726 | X | X | ||||||||
| 傅鈺 FU Yu | BOE212 | X | X | X | |||||||
| 何嘉豪 HO David Patrick | AXM023 | X | X | ||||||||
| 何樂忻 HO Lok Yan, Joyce | AVR836 | X | X | ||||||||
| 黃仁斌 HUANG Renbin | BDA037 | X | X | X | |||||||
| 姜遠 JIANG Yuan | BSE901 | X | X | X | |||||||
JUNG Bo Young | BNC060 | X | X | X | |||||||
KIM Calvin | BEG037 | X | X | X | |||||||
KLINGENBERG-TIMM Benno | BGD845 | X | X | ||||||||
| 郭浩莊 KWOK Ho Jong, Donna | ASC758 | X | |||||||||
| 郭懿萱 KWOK Yee Huen | BOP344 | X | X | ||||||||
| 李云蔚 LI Yunwei | BPO588 | X | X | X | |||||||
| 廖卓琦 LIU Victoria Audrey | BGO756 | X | X | ||||||||
| 羅安宜 LO An Yee, Ann | BPF575 | X | X | ||||||||
| 馬淑英 MA Suk Ying | ALH735 | X | X | ||||||||
MACKIE Graham Alan | BGH903 | X | X | ||||||||
| 莫海祺 MOK Hoi Ki, Ricky | ASJ715 | X | X | ||||||||
PETHERAM Christopher Mark | BGU671 | X | |||||||||
RASTOGI Smit | BRG949 | X | X | ||||||||
| 蕭秀雯 SIU Sau Man | AGP751 | X | |||||||||
| 蘇嘉慧 SO Ka Wai | BNC194 | X | X | ||||||||
| 譚明康 STANSFIELD Michael A | BNB768 | X | X | X | |||||||
TANG Yue Han | AVS022 | X | X | ||||||||
| 丁家欣 TING Karen | BRH061 | X | X | ||||||||
| 溫慶峰 WAN Hing Fung | BNE429 | X | X | ||||||||
| 王晨 WANG Chen | BBL390 | X | X | ||||||||
WILKIN Scott Douglas | BIY698 | X | X | ||||||||
WILLIAMSON Andrew Masters | AXM703 | X | |||||||||
| 王政鑫 WONG Jenq Shin Freddy | BGI754 | X | X | ||||||||
WONG Ka Wing | BLP057 | X | X | X | |||||||
| 黃桂珠 WONG Kwai Chu | APO150 | X | X | ||||||||
| 吳渊 WU Yuan | BFM561 | X | X | ||||||||
| 楊忠杰 YEUNG Chung Kit | AST684 | X | X | X | |||||||
| 殷雷 YIN Raymond Lei | ACD718 | X | X | X | |||||||
| 葉文薏 YIP Man Yee Olivia | BNV481 | X | X | ||||||||
| 姚瑋霖 YIU Wai Lam | BHB449 | X | X | X | |||||||
| 余奕淇 YU Yik Ki | ARH744 | X | X | ||||||||
| 袁慧玲 YUEN Wai Ling | AXZ887 | X | X | X | |||||||
| 翟寶瑩 ZHAI Baoying | BEZ700 | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 2971 6191 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2015年10月30日 | UBS Global Asset Management (Hong Kong) Limited | |
| 2002年04月08日 | UBS Asset Management (Hong Kong) Limited | |
| 2001年03月13日 | UBS Warburg Investments Asia Limited | |
| 2000年05月01日 | Warburg Investments (Asia) Limtied | |
| 1998年06月28日 | SBC Warburg Investments Asia Limtied | |
| 1995年08月31日 | SBC Investments Asia Limited |