香港持牌證券公司:HSBC Investment Funds (Hong Kong) Limited
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就期貨合約提供意見 Advising on Futures Contracts | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 林安妮 ALLEN Elizabeth Anne | AGD018 | X | X | X | X | ||||||
BROWN Alison Rosemary | AQR075 | X | X | X | |||||||
| 陳寶枝 CHAN Po Chi, Cecilia | ACD290 | X | X | X | X | ||||||
DUGGAL Sanjiv | APW681 | X | X | X | X | ||||||
GOULD Denis James | ASH964 | X | X | X | X | ||||||
| 何肇聰 HO Andy | BAH333 | X | |||||||||
| 何慧芬 HO Wai Fun | AES372 | X | X | X | X | ||||||
| 洪綺婷 HUNG Yee Ting, Jasmine | AKV312 | X | X | ||||||||
| 賴少忍 LAI Siu Yan | ACI867 | X | |||||||||
| 林祥玲 LIN Edith | ANH570 | X | |||||||||
| 沈昱 MAURER Caroline Yu | BFR076 | X | X | X | |||||||
| 梅立中 MUI Lap Chung, Alfred | ADS047 | X | X | X | X | ||||||
| 馮崇霞 PANG Chung Shia Jacqueline | BAE441 | X | X | X | |||||||
| 葉士奇 YIP Sze Ki | ACL453 | X | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 歐維鈞 AU Wilson Wai Kwan | ATY188 | X | X | X | |||||||
BOTELHO BASTOS Pedro Augusto | ATV304 | X | X | X | X | ||||||
BRACH Loic Yves Aurelien | BNP881 | X | X | X | |||||||
| 陳俊文 CHAN Chun Man | AGJ907 | X | X | X | |||||||
| 陳梓楓 CHAN Tsz Fung, Danny | ARX078 | X | |||||||||
| 陳悅楊 CHAN Ut Ieong | AWF498 | X | X | X | |||||||
| 巢家瑩 CHAU Ka Ying | BBQ432 | X | X | X | |||||||
CHEN Emily | BBN893 | X | X | X | |||||||
CHEN Stanley | APU255 | X | |||||||||
CHEN Tianqi | BBT487 | X | |||||||||
| 陳怡君 CHEN Yi-Chun | BHA493 | X | X | X | |||||||
| 陳瑩若 CHEN Ying-jo | AQU581 | X | X | X | |||||||
| 張福城 CHEUNG Fuk Shing | BHD205 | X | X | X | |||||||
| 張卿瑩 CHEUNG Hing Ying, Jessica | AVV774 | X | |||||||||
| 張穎邦 CHEUNG Wing Pong | BRB316 | X | |||||||||
| 招家慶 CHIU Ka Hing, Peter | AJB224 | X | X | X | |||||||
CHONG Yeh Ling | BIW328 | X | |||||||||
CHOONG Chee Ming | ALV116 | X | |||||||||
| 周迪銳 CHOW Dik Yui | BHU508 | X | X | X | |||||||
DAVEY Alexander Rupert Gabriel | AQS278 | X | X | X | |||||||
DE CASTRO Dino Mikerino Peralta | BRU629 | X | |||||||||
EL KETTANI EL HAMIDI Mounia | BDW697 | X | |||||||||
FERRET Thibaut | BNU019 | X | X | X | |||||||
| 韓檳 HAN Bin | AQD385 | X | |||||||||
| 何梓淇 HO Chi Kei | BRS036 | X | X | X | |||||||
| 何美蕙 HO May Wai, Judy | AUM594 | X | |||||||||
| 賀漢霖 HOR Hon Lam | BDL394 | X | X | X | |||||||
| 許遠暉 HUI Yuen Fai, Mannix | BON629 | X | |||||||||
| 洪綺婷 HUNG Yee Ting, Jasmine | AKV312 | X | |||||||||
| 金晶 JIN Jing | BHD017 | X | |||||||||
| 景華 JING Hua | ATE233 | X | |||||||||
| 江欣 KONG Yan | BLI478 | X | X | X | |||||||
| 關健成 KWAN Kin Shing | BIX408 | X | X | X | |||||||
| 郭瓊蔚 KWOK Sarah King Wai | BPC435 | X | X | X | |||||||
| 鄺紹聰 KWONG Siu Chung | AOC759 | X | X | X | |||||||
| 賴展懷 LAI Chin Wai | ARP476 | X | X | X | |||||||
| 林培人 LAM Pui Yan | BHV688 | X | |||||||||
| 林貝欣 LAM Pui Yan | BBL852 | X | X | X | |||||||
| 劉澍謙 LAU Shue Him | BRT005 | X | X | X | |||||||
| 劉德怡 LAU Tak Yee, Lucia | ANY277 | X | X | X | |||||||
| 劉詠華 LAU Wing Wa | AXZ499 | X | X | X | |||||||
| 李浚熙 LEE Jun Hee | BNJ188 | X | |||||||||
| 李君彤 LEE Kwan Tung, Jeanette | AOJ316 | X | |||||||||
| 李選進 LEE Suen Chun | AGR377 | X | X | X | |||||||
| 李梓豪 LEE Tsz Ho | BNH517 | X | |||||||||
| 李綺雯 LEE Yee Man, Cheris | AOV542 | X | X | X | |||||||
| 利綺芸 LEE Yi Wan Yvonne | AYG338 | X | |||||||||
| 李玉華 LEE Yuk Wah | AZT286 | X | X | X | |||||||
| 梁佩雯 LEUNG Pui Man | AMC685 | X | X | X | |||||||
| 李慕華 LI Mo Wa | BRU775 | X | X | X | |||||||
| 李世明 LI Sai Ming | BRT535 | X | |||||||||
| 連啟盛 LIN Kai Shing, Jeff | BAF826 | X | |||||||||
| 林旻璇 LIN Michelle | BEU976 | X | |||||||||
| 林心悦 LIN Xinyue | BNS772 | X | |||||||||
| 廖靖怡 LIU Ruby Ching Yee | BOP849 | X | X | X | |||||||
| 柳玉君 LIU Yu Chun | BNU044 | X | |||||||||
| 勞佩琪 LO Pui Ki | BAN230 | X | X | X | |||||||
| 栾天 LUAN Tian | BKV078 | X | |||||||||
| 陸靜嵐 LUK Ching Laam | BMO276 | X | |||||||||
LUNT Geoffrey Paul | AXR967 | X | X | X | |||||||
LUTHRA Vandana | BEO627 | X | |||||||||
MANAKTALA Aneesh | BDC882 | X | |||||||||
| 沈昱 MAURER Caroline Yu | BFR076 | X | |||||||||
MEHTA Nilang Jitendra | AUW826 | X | |||||||||
| 莫雅邦 MOK Nga Bong, Bosco | AME143 | X | |||||||||
MONTANARI Marco | ATI145 | X | X | X | |||||||
MOREAU Nicolas Jean Marie Denis | AFB431 | X | X | X | |||||||
| 蒙榮基 MUNG Wing Kee | AGO031 | X | |||||||||
NARAYAN Anand Venkatachalam | BBS375 | X | |||||||||
| 吳志聰 NG Chi Chung | AXV289 | X | |||||||||
| 吳雄畧 NG Hung Leuk | APL001 | X | |||||||||
OLDHAM John Andrew | BQC943 | X | X | X | |||||||
| 翁煥 OWEN Ruth | BEZ703 | X | X | X | |||||||
| 白昕曈 PAK Yan Tung | BSI057 | X | X | X | |||||||
PARK Kun Hee | BSH977 | X | X | X | |||||||
RODRIGUES Gordon Pierre | AQC326 | X | |||||||||
SHAH Sanjay Bharat | BOE770 | X | |||||||||
SKORA Daniel Robert | BNZ125 | X | X | X | |||||||
| 蘇振中 SO Chun Chung, Tony | ACT588 | X | X | X | |||||||
| 蘇倩玉 SO Shin Yuk | AJG154 | X | X | X | |||||||
| 蘇文駿 SOO Jamie Wan Jung | AXJ724 | X | |||||||||
| 史煥生 SZE Woon Sang | AFW549 | X | |||||||||
| 陳建胜 TAN Kian Seng | BRT216 | X | X | X | |||||||
| 鄧幗意 TANG Kwok Yee, Christine | BOI943 | X | X | X | |||||||
| 鄧樂詩 TANG Vivian Lok Sze | BOH648 | X | |||||||||
| 曾納賢 TSANG Nap Yin | APR021 | X | X | X | |||||||
| 曾德庸 TSANG Tak Yung Raymond | AMN703 | X | |||||||||
| 謝嘉莉 TSE Ka Lee | APW365 | X | X | X | |||||||
| 曹嘉文 TSO Ka Man | AUX002 | X | X | X | |||||||
ULLATIL Parvathy Pratap Kumar | BJV369 | X | X | X | |||||||
VARGA Anita | BEQ776 | X | X | X | |||||||
VISEUX Martin, Patrick, Marie, Guillaume | BIM648 | X | |||||||||
| 黃曼 WONG Beth Man | BOT693 | X | X | X | |||||||
| 黃志偉 WONG Chi Wai | BNV802 | X | X | X | |||||||
| 黃家豪 WONG Lewis Kai Ho | BEC076 | X | X | X | |||||||
| 黃淑媛 WONG Suk Wun, Suzanna | AHI337 | X | X | X | |||||||
| 黃穎凱 WONG Wing Hoi Jane | BFA016 | X | |||||||||
WONG Yuen Ting, Brenda | BNO001 | X | |||||||||
| 溫振鴻 WOON Chien Hoong | BCD412 | X | X | X | |||||||
| 胡源陞 WU Yuen Sing | BRC218 | X | X | X | |||||||
| 肖琛 XIAO Chen | BSD507 | X | |||||||||
| 楊澤司 YANG Zesi | BMP756 | X | |||||||||
YEUM Jeehye | BIJ241 | X | |||||||||
| 袁鈞泰 YUEN Kelvin Kwan Tai | BCZ313 | X | X | X | |||||||
| 袁敏妍 YUEN Man In | BOH542 | X | X | X | |||||||
| 張丹妮 ZHANG Danni | BSG917 | X | |||||||||
| 張清 ZHANG Qing | BDZ175 | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 2284 1111 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 1999年10月31日 | HSBC Investment Funds Hong Kong Limited | |
| 1994年02月28日 | Wardley International Management Limited | |
| 1990年07月20日 | Wing Lung Bank (Trustee) Limited |