香港持牌證券公司:高誠證券有限公司
受規管活動 | 生效日期 | 備註 |
---|---|---|
證券交易 Dealing in Securities | Jan 01 1970 | |
就證券提供意見 Advising on Securities | Jan 01 1970 | |
就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 | |
提供資產管理 Asset Management | Jan 01 1970 |
生效日期 | 牌照條件 |
---|---|
2014年12月05日 | 就第6類受規管活動而言,持牌人不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事。 For Type 6 regulated activity, the licensee shall not act as sponsor in respect of an application for the listing on a recognized stock market of any securities. |
2015年07月13日 | 就第6類受規管活動而言,持牌人不得就證監會發出的《公司收購、合併及股份回購守則》範圍內的事宜/交易向客戶提供意見。 For Type 6 regulated activity, the licensee shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Commission. |
負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
---|---|---|---|---|---|---|---|---|---|---|---|
朱允明 CHU Raymond | AHA485 | X | X | X | |||||||
葉偉焯 IP Wai Cheuk, Raymond | AMB348 | X | |||||||||
江振國 KONG Chun Kwok | AFD367 | X | X | X | |||||||
郭浩然 KWOK Ho Yin, Raymond | ARN583 | X | X | X | |||||||
胡嘉慧 WU Ka Wai, Carrie | AMF133 | X | X | ||||||||
楊頌恆 YEUNG Chung Hang, Patrick | AED780 | X | X |
代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
---|---|---|---|---|---|---|---|---|---|---|---|
張萌 CHEUNG Mang | AKW755 | X | |||||||||
蔡頌禮 CHOI Chung Lee, Matthew | AAQ330 | X | X | ||||||||
蔡浩然 CHOI Ho Yin | AGD043 | X | X | ||||||||
甘詠思 KAM Wing Sze, Zoe | AFQ041 | X | X | ||||||||
江振國 KONG Chun Kwok | AFD367 | X | |||||||||
黎慕瑩 LAI Mo Ying | AGL460 | X | X | ||||||||
雷宝溪 LEI Baoxi | AQA678 | X | X | X | |||||||
廖日軒 LIU Yat Hin | BSB857 | X | X | ||||||||
陳儀雯 TAN E Wuen | ANY308 | X | |||||||||
鄧思傑 TANG Sei Kit | AFG881 | X | X | ||||||||
蔡智勤 TSOI Chi Kun | ABH186 | X | X | ||||||||
黃孟聰 WONG Mang Chung, Alex | ABE974 | X | X | ||||||||
胡嘉慧 WU Ka Wai, Carrie | AMF133 | X | |||||||||
楊頌恆 YEUNG Chung Hang, Patrick | AED780 | X |
電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
---|---|---|---|
34762889 | 34709099 | [email protected] |