香港持牌證券公司:威靈頓管理香港有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 期貨合約交易 Dealing in Futures Contracts | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
CARON Patrick Paul | BOH194 | X | X | ||||||||
CHANG Jae Won | BDC792 | X | X | ||||||||
GEARY Scott Cameron | BJV521 | X | X | ||||||||
| 許銘基 HUI Ming Kei | ANR562 | X | X | ||||||||
| 郭蘋 KWOK Ping | ADO003 | X | X | ||||||||
MEUNIER Bo Zhang | AWW207 | X | X | ||||||||
PARKER Jawan Shamel | BGJ234 | X | |||||||||
PERUMAL Janet Anandhi | BDH781 | X | X | X | X | ||||||
POUILLART Cedric Roger Armand Jean-Yves | BAU771 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
BALDINI Edward Bolles | BJG641 | X | X | ||||||||
BOSELLI John A | BLJ662 | X | X | ||||||||
BROOKS Philip Andrew | ALJ927 | X | X | ||||||||
CARMEN Michael Tyler | BIW774 | X | X | ||||||||
| 柴先祺 CHAI Hsien-chi | BSF312 | X | X | ||||||||
| 周加豐 CHAU Alexandre Gia-hon | BEM701 | X | |||||||||
| 車晓婭 CHE Xiaoya | BOP150 | X | X | ||||||||
| 陳柏岑 CHEN Ben | ANT254 | X | X | ||||||||
| 陳麗惠 CHEN Lihui | ATD691 | X | X | X | |||||||
| 陳乾乾 CHEN Qianqian | AUV895 | X | X | X | |||||||
| 錢栢堅 CHIN Pak Kin, Owen | APG835 | X | X | ||||||||
| 崔俊翔 CUI Junxiang | BGD424 | X | X | ||||||||
| 戴晓 DAI Xiao | BPK874 | X | X | ||||||||
DAVIES Maximilian Toby George | BQG780 | X | X | ||||||||
DUNNE Daire Timothy | BDN111 | X | X | X | |||||||
DVORAK Marketa | BIQ777 | X | X | ||||||||
| 范飛飛 FAN Fei Fei, Philip | BGJ235 | X | |||||||||
| 馮家敏 FUNG Ka Man | BMT317 | X | X | ||||||||
| 顧文瑜 GOODSTADT Patricia Ann | AVI453 | X | X | ||||||||
HENRY Simon Charles | BDN112 | X | X | ||||||||
| 何慧兒 HO Wai Yee, Winnie | AFD506 | X | X | ||||||||
HONG Felix | BOM817 | X | X | ||||||||
HYNES Jean Marie | BEJ077 | X | X | ||||||||
JHUN Jong Un | AXY504 | X | |||||||||
| 姜博文 JIANG Bowen | BNR216 | X | X | ||||||||
| 金書淵 KIHM Seoyun | BRI222 | X | X | ||||||||
KILLIAN Anita | ARL331 | X | |||||||||
KIM Dennis Hong | BGO947 | X | X | ||||||||
| 鞠淳起 KOOK Soonki | BEB072 | X | X | X | |||||||
| 郭維邦 KWAH Jason | BRZ584 | X | |||||||||
| 關婷之 KWAN Ting Gee | AUR559 | X | X | ||||||||
| 利展才 LEE Chin Choi | AMB639 | X | X | ||||||||
| 李永善 LEE Wing Sin, Desmond | AMX783 | X | X | ||||||||
| 李鍵靈 LI Ken Ning | AUE960 | X | X | ||||||||
| 李以立 LI Philip Yee Lap | AJF874 | X | X | ||||||||
| 林咏雪 LIN Yongxue | BOD836 | X | X | ||||||||
| 林忠信 LIN Zhongxin | BQW103 | X | X | ||||||||
| 劉洋 LIU Yang | BFC549 | X | X | ||||||||
| 雷煒晴 LUI Wai Ching | BMO772 | X | X | ||||||||
MATTIKO Gregory Alan | ANP871 | X | |||||||||
MCCARTHY Conor William | BNA754 | X | X | ||||||||
MUIR Alexander Douglas Davidson | BMV572 | X | X | ||||||||
NEUBERT Daniel Mc Neil | BGB245 | X | X | ||||||||
| 伍韶美 NG Siu May, Michelle | ARR889 | X | X | ||||||||
OGDEN Hugo Sebastian | BRW442 | X | |||||||||
OH Jun Young | AXD514 | X | |||||||||
SANWAL Vasundhara | BLJ461 | X | X | ||||||||
SHARP PAUL Andrew David | BEX115 | X | X | ||||||||
| 史依蕾 SHI Yilei | BQW109 | X | X | ||||||||
| 蘇雪瑋 SU Xuewei | BJE829 | X | X | X | |||||||
SURENKOK Inci Irmak | APD602 | X | X | ||||||||
| 田肇寰 TIAN Zhaohuan | BPG331 | X | X | X | |||||||
| 陳俊成 TRAN Chun Shing | BRO581 | X | X | ||||||||
TSE Irene Ying-Wa | BRQ395 | X | |||||||||
| 尹肇堅 WAN Siu Kin | ASL738 | X | X | ||||||||
| 王若坤 WANG Ruokun | BOE567 | X | X | ||||||||
| 黃美玲 WONG Mei Ling | BJS917 | X | X | ||||||||
| 楊琰 YANG Yan | AST106 | X | X | ||||||||
YEONG Zhiyong, Brian | BIM901 | X | X | ||||||||
| 楊思詩 YEUNG See See Cecilia | BRD943 | X | X | ||||||||
| 郁嘉言 YU Jiayan | BHF578 | X | X | X | |||||||
| 張嘉賓 ZHANG Jiabin | ARA230 | X | X | ||||||||
| 趙燦 ZHAO Can | BKQ455 | X | X | ||||||||
| 鄭瑾 ZHENG Jin | BPG332 | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 28466080 | 28466001 | [email protected] | |
| 28466048 | 28466001 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2015年03月23日 | Wellington Management Hong Kong Limited | |
| 2015年01月02日 | Wellington Global Investment Management Limited | 威靈頓環球投資管理有限公司 |