香港持牌證券公司：凌峰資本有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2021年01月19日 | 就第9類受規管活動而言，持牌人只可經營下列業務： n(a)管理委託帳戶；及n(b)管理只向專業投資者作出要約的集體投資計劃。n“集體投資計劃”及“專業投資者”的定義在《證券及期貨條例》及其附屬法例（如適用的話）的條文內界定。 For Type 9 regulated activity, the licensee shall only carry on a business in the management of:n(a) discretionary accounts; andn(b) collective investment schemes that are offered to professional investors only.nThe terms “collective investment scheme” and “professional investor” are defined under the Securities and Futures Ordinance and its subsidiary legislation (where applicable). |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 何惠揚 HO Wai Yeung | BLO693 | X | X | X | |||||||
| 顏乾峰 YAN Qianfeng | BAX589 | X | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 李亦 LI Yi | BSG910 | X | X | X | |||||||
| 嘉倫 SEQUEIRA Clarence Edward | AFM612 | X | X | ||||||||
| 黃敬璋 WONG King Cheung | BCB957 | X | X | X | |||||||
| 黃永楷 WONG Wing Kai | APB489 | X | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 36431399 | 36431399 | [email protected] |