香港持牌證券公司：St. James's Place (Hong Kong) Limited
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
DEEPROSE Matthew James | BPD436 | X | X | X | |||||||
GOLLOP Stephen Philip | ADO332 | X | X | X | |||||||
HENNECKE Martin Wolfgang | AHP447 | X | X | X | |||||||
| 廖世浩 LIU Sai Ho, Simon | AQV856 | X | X | X | |||||||
| 彭樂添 PROUDLOCK Timothy Laurence | BEZ154 | X | X | X | |||||||
WICKHAM Oliver Jeremy | AQC490 | X | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
BOLTON Richard Philip | ATG683 | X | X | X | |||||||
BRADY Paul | AQC491 | X | X | X | |||||||
BRIGGS Christopher David Robarts | BPO717 | X | X | X | |||||||
BROOKS Christopher John Coram | BCF390 | X | X | X | |||||||
CHu0027NG Kim Seng | BEG153 | X | X | X | |||||||
| 陳菲臘 CHAN Philip | ACA716 | X | X | X | |||||||
| 張麗琼 CHEUNG Lai King, Kitty | AZG717 | X | X | X | |||||||
CHUNG Li Peng | BPX712 | X | X | X | |||||||
COLEMAN Eleanor Marie | BDI772 | X | X | X | |||||||
CRAMER Reuben Saul | BKK593 | X | X | X | |||||||
DALEY Jemma | BRK937 | X | X | ||||||||
DAVIES Justin Paul | ART061 | X | X | X | |||||||
DICKINSON Sheila | ANS128 | X | X | X | |||||||
DON Bryce Francis | BLL145 | X | X | X | |||||||
DOUGHTY Stephen Edward | ARH181 | X | X | X | |||||||
ENGLEBRECHT James Edward | BGM928 | X | X | X | |||||||
GALVIN Julian | AMU103 | X | X | X | |||||||
HANDS Duncan Alexander | BPR486 | X | X | X | |||||||
HEPPLESTONE Richard | BPE699 | X | X | ||||||||
HOWELL Daniel John | AWF431 | X | X | X | |||||||
ILLINGWORTH Piers | BPU518 | X | X | X | |||||||
JACKSON Nicholas Mark | BLC914 | X | X | X | |||||||
JALIF Jasmine | BNH474 | X | X | X | |||||||
JEFFREYS Nicholas Vaughan | ADM299 | X | X | X | |||||||
JENKINS Ryan | BHY430 | X | X | X | |||||||
KARIA KISHAN | BLI623 | X | X | X | |||||||
KELLY Andrew Richard | AAG731 | X | X | X | |||||||
KRUIS William David Leo | BER026 | X | X | X | |||||||
| 黎錦華 LAI Kam Wah, Winston | AMC022 | X | X | X | |||||||
| 李卓謙 LEE Trevor Cheuk Him | BQF161 | X | X | X | |||||||
| 李東尼 LEIGH Anthony Ronald | AFP275 | X | X | X | |||||||
LEWIS Richard John | BGC209 | X | X | X | |||||||
LLEWELYN-WILLIAMS Gareth John | AUK186 | X | X | X | |||||||
LLOYD Matthew Peter | BPS141 | X | X | X | |||||||
LONEY Joanne | ADW074 | X | X | X | |||||||
LUDHANI Aakash Gobind | BHF164 | X | X | X | |||||||
LUMB Nicholas James | AOK050 | X | X | X | |||||||
MACFARLANE Gavin James | BPQ194 | X | X | X | |||||||
MCCORMICK-HOUSTON Annabel Frances | BIJ507 | X | X | X | |||||||
Ou0027LEARY Jason Sean | BNT993 | X | X | X | |||||||
PFEIL Enzio Graf von | AAD763 | X | X | X | |||||||
PUTNAM Stephen Peter | BGN176 | X | X | X | |||||||
RAMZI Aly | BPF455 | X | X | X | |||||||
RANKIN David Alistair | BRY983 | X | X | X | |||||||
RANKIN Stuart James | BPJ630 | X | X | X | |||||||
RAWSON Mark Donald | ADX840 | X | X | X | |||||||
ROBERTS Wei Lim | BOP287 | X | X | X | |||||||
ROBINSON Claire | BHL326 | X | X | X | |||||||
ROBINSON Simon Francis | BAP671 | X | X | X | |||||||
SCHOLTZ Frederick David | BMT303 | X | X | X | |||||||
SHUTE Alexander Paul | BSD846 | X | X | ||||||||
STANLEY Thomas James | BQG467 | X | X | X | |||||||
TAWN Andrew John | BFC254 | X | X | X | |||||||
VAN SMIT Michael Jonathan | ARD710 | X | X | X | |||||||
VINNER Deep Singh | BOI736 | X | X | X | |||||||
WARNER James William | BFA114 | X | X | X | |||||||
WHITE Jason Gregory | BDR377 | X | X | X | |||||||
WINTER Jonathan Marc Edward | BQV860 | X | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 2824 1083 | 2824 2024 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2015年01月05日 | Henley Group Limited, The | |
| 2003年01月17日 | Associated Partners in Finance Limited | |
| 1990年12月19日 | Grandiopal Limited |