香港持牌證券公司：京華山一國際(香港)有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2016年07月01日 | 就第6類受規管活動而言，持牌人就證監會發出的《公司收購、合併及股份回購守則》範圍內的有關事宜/交易，以顧問身分向客戶提供意見時，必須與(該客戶的) 另一名顧問共同行事，而該另一名顧問須不受此條件的規限。 For Type 6 regulated activity, the licensee must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Commission, act together with another adviser (to the client) not subject to this condition. |
| 2016年07月01日 | 就第6類受規管活動而言，持牌人不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事。 For Type 6 regulated activity, the licensee shall not act as sponsor in respect of an application for the listing on a recognized stock market of any securities. |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 何偉川 HO Wai Chuen , Vincent | AER825 | X | |||||||||
KITAHARA Manabu | ADJ283 | X | X | X | |||||||
| 呂君皓 LUI Kwan Ho | ANH163 | X | |||||||||
| 彭偉新 PANG Wai Sun | AEA530 | X | |||||||||
| 鄧君栩 TANG Kwan Hui, Ronny | AEP269 | X | X | X | |||||||
| 黃增賢 WONG Tsang Yin | ACA835 | X | |||||||||
| 邱重德 YAU Chung Tak, Atak | AEK472 | X | X | ||||||||
| 尤必正 YAU Patrick | AFT664 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 區潔霞 AU Kit Har | AFX059 | X | |||||||||
BELLAHCENE Nasser | AVI335 | X | |||||||||
| 陳步青 CHAN Bertram | ACW166 | X | |||||||||
| 陳澤輝 CHAN Chak Fai | AEE934 | X | |||||||||
| 陳超群 CHAN Chiu Kwan, Tony | AEZ398 | X | |||||||||
| 陳俊宏 CHAN Chun Wang Simon | BCP548 | X | |||||||||
| 陳嘉麟 CHAN Ka Lun, Cedric | AEF429 | X | |||||||||
| 陳強國 CHAN Keung Kwok | AAC244 | X | |||||||||
| 陳麗雲 CHAN Lai Wan | ANQ388 | X | |||||||||
| 陳亮川 CHAN Leong Chuen | ACQ788 | X | |||||||||
| 陳舵 CHAN Tor | AEM794 | X | |||||||||
| 陳偉略 CHAN Wai Leuk | BFJ734 | X | |||||||||
| 陳耀麟 CHAN Yiu Lun | AEU161 | X | |||||||||
| 陳宇豪 CHAN Yu Ho | BHM561 | X | |||||||||
| 陳宇賢 CHAN Yu Yin | AFL233 | X | |||||||||
| 張奇 CHANG Chyi | AEP935 | X | |||||||||
| 張佩瑩 CHANG Pei Ying | BGU313 | X | X | ||||||||
| 張瀛 CHANG Ying | AGM442 | X | X | ||||||||
| 周裕強 CHAU Yu Keung | AGA698 | X | |||||||||
| 鄭漢榮 CHENG Hon Wing | AQM560 | X | |||||||||
| 鄭嘉雯 CHENG Ka Man | ALK087 | X | |||||||||
| 卓偉賢 CHEUK Wai Yin | AME158 | X | |||||||||
| 張濠慈 CHEUNG Brandon | ARV903 | X | |||||||||
| 張効良 CHEUNG Hau Leung | AAG376 | X | |||||||||
| 張家琪 CHEUNG Ka Ki | AYA582 | X | |||||||||
| 張劍光 CHEUNG Kim Kwong | AQQ018 | X | |||||||||
| 張文衛 CHEUNG Man Wai | ABY749 | X | |||||||||
| 張慧恩 CHEUNG Wai Yan | BHB302 | X | |||||||||
| 趙懷毅 CHIU Wai Ngai | AKU986 | X | X | ||||||||
| 蔡志明 CHOI Chi Ming | ADW561 | X | |||||||||
| 蔡文傑 CHOI Man Kit | APH044 | X | |||||||||
| 周可怡 CHOW Ho Yi | AQO185 | X | X | ||||||||
| 周克浩 CHOW Huck Ho, Steven | AAF495 | X | |||||||||
| 周靈聰 CHOW Ling Chung, Ernest | ARQ680 | X | |||||||||
| 朱青 CHU Ching | BCH638 | X | X | ||||||||
| 鍾陸英 CHUNG Luk Ying | AEO612 | X | |||||||||
| 鄧煌 DENG Huang | BOH543 | X | |||||||||
| 范佐成 FAN Cho Sing | ADA775 | X | |||||||||
| 霍偉文 FOK Wai Man | ADO354 | X | |||||||||
| 傅嘉韻 FU Ka Wan | AWL984 | X | |||||||||
| 馮滿光 FUNG Moon Kwong | BES717 | X | |||||||||
| 何志昌 HO Chi Cheung | AAI606 | X | |||||||||
| 何啟裕 HO Kai Yu | AHY104 | X | |||||||||
| 何聿銘 HO Leuk Ming | AIU297 | X | |||||||||
| 何詩敏 HO Sze Man | AQA463 | X | |||||||||
| 徐莉珍 HSU Li Chen | AQN524 | X | |||||||||
| 黃家瑜 HUANG Jiayu | BKV122 | X | |||||||||
| 許超 HUI Chiu | AGH179 | X | |||||||||
| 許俊霆 HUI Chun Ting | BCN543 | X | |||||||||
| 孔慶春 HUNG Hing Chun | BCZ484 | X | |||||||||
| 葉昊渟 IP Ho Ting | BNW289 | X | X | ||||||||
| 葉勇玲 IP Yung Ling | ARD504 | X | |||||||||
| 江達生 KONG Tat Sang | AWT273 | X | |||||||||
| 古舜禹 KU Shun Yue | AXI328 | X | |||||||||
| 關浩樑 KWAN Hoa Leung, Wilkinson | BEZ021 | X | |||||||||
| 關博明 KWAN Puk Ming | AAF236 | X | |||||||||
| 關德照 KWAN Tak Chiu | AFB723 | X | |||||||||
| 郭家駒 KWOK Ka Kui | APL616 | X | |||||||||
| 郭婉婷 KWOK Yuen Ting | ACD384 | X | X | ||||||||
| 賴曼普 LAI Man Po | AFJ247 | X | |||||||||
| 林逢泰 LAM Fung Tai, Barry Joe | AMU203 | X | |||||||||
| 林桂芳 LAM Kwai Fong | APL618 | X | |||||||||
| 林佩儀 LAM Pui Yi | AFL461 | X | X | ||||||||
| 林燮鴻 LAM Sit Hung | ANQ961 | X | |||||||||
| 林偉森 LAM Wai Sum | AHM435 | X | |||||||||
| 林燕淇 LAM Yin Ki | AUC923 | X | |||||||||
| 劉國雄 LAU Kwok Hung | ABL860 | X | |||||||||
| 劉國威 LAU Kwok Wai | AAC487 | X | |||||||||
| 柳文深 LAU Man Sum | BEN254 | X | |||||||||
| 劉寶華 LAU Po Wah, Chris | ALQ393 | X | X | ||||||||
| 劉偉倫 LAU Wai Lun | ADQ103 | X | |||||||||
| 羅潔冰 LAW Kit Bing | AGE016 | X | |||||||||
| 利卓棠 LEE Cheuk Tong | AAD887 | X | |||||||||
| 李衍葶 LEE Hin Ting | BGX571 | X | |||||||||
| 李國耀 LEE Kwok Yiu | ABG917 | X | |||||||||
| 李子釗 LEE Tsz Chiu, Percy | ALQ662 | X | |||||||||
| 李日明 LEE Yat Ming | ACR603 | X | |||||||||
| 李耀坤 LEE Yiu Kwan | AOS479 | X | |||||||||
| 李耀偉 LEE Yiu Wai | AUE952 | X | |||||||||
| 梁學章 LEUNG Hok Cheung | AFV792 | X | |||||||||
| 梁雄傑 LEUNG Hung Kit | ARO391 | X | |||||||||
| 梁家倫 LEUNG Ka Lun | AFT728 | X | |||||||||
| 梁國恆 LEUNG Kwok Hang, Sunny | ADU219 | X | |||||||||
| 梁國強 LEUNG Kwok Keung | ADO774 | X | |||||||||
| 梁錫麒 LEUNG Sik Ki | AKT425 | X | |||||||||
| 梁綺嫦 LEUNG Yee Sheung | AFQ050 | X | |||||||||
| 李建光 LI Kin Kwong, Patrick | AEU880 | X | |||||||||
| 李敬生 LI King Sang | AEA832 | X | |||||||||
| 廖毅欣 LIAO Yixin | ARQ948 | X | |||||||||
| 林鴻宇 LIN Hung Yu | BQO514 | X | |||||||||
| 列駿豪 LIT Chun Ho | AQN416 | X | |||||||||
| 廖廣智 LIU Kwong Chi | AZI565 | X | |||||||||
| 盧駿明 LO Chun Ming | BEI705 | X | X | ||||||||
| 盧漢茜 LO Hon Sai, Vicky | AXL791 | X | |||||||||
| 羅家達 LO Ka Tat | AOG707 | X | |||||||||
| 盧國偉 LO Kwok Wai | ASD201 | X | X | ||||||||
| 呂君皓 LUI Kwan Ho | ANH163 | X | |||||||||
| 麥穎儀 MAI Yingyi | BRG097 | X | |||||||||
| 文學良 MAN Hok Leung | AUN664 | X | |||||||||
| 文錦鴻 MAN Kam Hung | AGK554 | X | |||||||||
| 萬思遠 MAN LI Se Yu | BIY798 | X | |||||||||
| 莫浩宏 MOK Ho Wang | ARD762 | X | |||||||||
| 莫穎豪 MOK Wing Ho | BLH458 | X | X | ||||||||
| 吳翠萍 NG Chui Ping, Mellissa | AWP640 | X | X | ||||||||
| 吳偉基 NG Wai Kei | AQQ261 | X | |||||||||
| 吳育榮 NG Yuk Wing, William | ASM268 | X | |||||||||
| 聶劍峰 NIP Kim Fung | AEA468 | X | |||||||||
| 區學華 OU Hsueh Hua | AUB551 | X | |||||||||
| 彭詩詩 PANG Sze Sze | AMH060 | X | X | ||||||||
| 潘浩琼 POON Ho King, Polly | ATH298 | X | |||||||||
| 潘桂光 POON Kwai Kwong | AYO538 | X | X | ||||||||
| 潘肇康 POON Shao Kong, Philip | ABW051 | X | |||||||||
| 秦朗鈞 QIN Lang Jun | AOJ354 | X | |||||||||
| 沈翔 SHUM Cheung | ADI246 | X | |||||||||
| 蘇振業 SO Chun Yip | AFU932 | X | |||||||||
| 蘇添聖 SO Tim Sing | ANQ962 | X | |||||||||
| 粟詩雯 SU Shiwen | BNS444 | X | |||||||||
| 施峻青 SZE Chun Ching | AFX121 | X | |||||||||
| 譚柏健 TAM Pak Kin | AGE825 | X | |||||||||
| 鄧炳燊 TANG Ping Sun | ADA484 | X | |||||||||
| 丁家敏 TING Ka Man | ATR339 | X | |||||||||
| 丁亭枝 TING Ting Chi | ASI180 | X | |||||||||
| 謝頌熙 TSE Chung Hei Kevin | BFH723 | X | |||||||||
| 曹燕萍 TSO Yin Ping | AEH168 | X | |||||||||
| 董家志 TUNG Ka Chi | AQQ674 | X | |||||||||
| 王智樂 WONG Chi Lok | BII978 | X | |||||||||
| 黃志偉 WONG Chi Wai, William | AFD253 | X | |||||||||
| 黃希廉 WONG Hei Lim | BIX437 | X | X | ||||||||
| 黃慶南 WONG Hing Nam | AOK592 | X | X | ||||||||
| 黃冠明 WONG Koon Ming | AWO747 | X | |||||||||
| 黃龍江 WONG Lung Kong | AVE047 | X | |||||||||
| 黃文琦 WONG Man Ki | AFE451 | X | |||||||||
| 黃藝峰 WONG Ngai Fung | BEW159 | X | |||||||||
| 黃聖傑 WONG Shing Kit | BHZ124 | X | |||||||||
| 王惠恩 WONG Wai Yan | ADM442 | X | |||||||||
| 黃尹然 WONG Wan Yin | AOY766 | X | |||||||||
| 黃仁良 WONG Yan Leung | AWH117 | X | |||||||||
| 吳怡潔 WU Yi Chieh | APL610 | X | |||||||||
| 胡耀瑩 WU Yiu Ying | AKQ553 | X | |||||||||
| 吳致遠 WU Zhi Yuan | ADH988 | X | |||||||||
| 甄諾衡 YAN Lok Hang, Walras | ASC684 | X | |||||||||
| 楊敦義 YEUNG Tuen Yee | AFK328 | X | |||||||||
| 俞華琪 YU Wa Ki, Angel | AFQ230 | X | |||||||||
| 袁志標 YUEN Chi Piu | ADO193 | X | |||||||||
| 袁康維 YUEN Hong Wai, Oliver | AAE185 | X | |||||||||
| 袁栢濤 YUEN Pak To | ANU554 | X | |||||||||
| 張志華 ZHANG Zhi Hua | AVD057 | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 28260748 | 29184569 | [email protected] |