香港持牌證券公司：麥格理資本股份有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 | |
| 提供自動化交易服務 Providing Automated Trading Services | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2018年03月23日 | 就第6類受規管活動而言持牌人不得就證監會發出的《公司收購、合併及股份回購守則》範圍內的事宜/交易向客戶提供意見。 For Type 6 regulated activity, the licensee shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Commission. |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
BEHARIE Sacha Alexander | BAH589 | X | X | ||||||||
| 蔡達龍 CHAI Tak Loon | AWH859 | X | X | ||||||||
CHEN Alan Bing | AEH768 | X | |||||||||
| 李凌 LI Ling | AOQ539 | X | |||||||||
LYNCH John M | ADA514 | X | |||||||||
MILES Ashley James | ARD708 | X | X | ||||||||
POWELL Stuart Baden | BDO331 | X | X | ||||||||
| 浦仲凱 PU Jimmy | AUX546 | X | |||||||||
| 孫启蒙 SUN Qimeng | AHS593 | X | X | ||||||||
WEEKES Mark Alan Wentworth | AVQ693 | X | X | ||||||||
| 楊梭 YANG Suo | BCQ590 | X | X | ||||||||
YEE Jack Sam | AOH882 | X | X | ||||||||
ZAKI Adam Anwar | AJK665 | X | X | X | X | ||||||
| 翟文婧 ZHAI Wenjing | ARP180 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
ABOUD Tara Adelaide | BGH918 | X | X | ||||||||
ACKERMANN Thorsten Oliver | BQE746 | X | |||||||||
BAILEY David Lloyd | BNC016 | X | |||||||||
BAIRSTOW Hayden Peter | AUZ522 | X | |||||||||
BARATTE Nicolas Guy Gabriel | AWN751 | X | |||||||||
BELLUCHE David Connor | BPL876 | X | |||||||||
BEYNON Chad Charles | BNZ830 | X | |||||||||
BUNCOMBE Andrew Kent | BOU549 | X | |||||||||
CARRIG Brendan Stephen | BPD474 | X | |||||||||
| 張俊華 CHANG Tsun Wah, Terence | AWP241 | X | |||||||||
| 陳勤意 CHEN Chin-Yi | BAT983 | X | |||||||||
| 陳媛婧 CHEN Jan | BPB344 | X | X | ||||||||
| 鄭雪君 CHENG Suet Kwan Shirley | BCK468 | X | X | ||||||||
CHEONG Billy | BIH715 | X | |||||||||
| 謝舒莹 CHIA Su Ying | BGY189 | X | |||||||||
| 周佳明 CHOW Sunny | BEL613 | X | |||||||||
| 朱煒熙 CHU Wai Hei | BJC071 | X | X | ||||||||
| 鍾國光 CHUNG Kwok Kwong | AAD849 | X | |||||||||
CONOMOS John Theodore | AZH720 | X | |||||||||
| 戴嫣冰 DAI Yanbing | BRZ547 | X | |||||||||
| 鄧躍凱 DENG Yuekai | BGE282 | X | |||||||||
DIXIT Tanvi | BGE019 | X | |||||||||
DOAK Warren Peter | AMQ368 | X | |||||||||
| 董逸晓 DONG Yixiao | BOA872 | X | X | ||||||||
| 杜超 DU CHAO | BJP470 | X | X | ||||||||
ELIASSON Carl Rickard | BMB929 | X | |||||||||
FABRIS David Alexander James | BMR379 | X | |||||||||
| 符小蘭 FU Siu Lan | AWH344 | X | X | ||||||||
GANAPATHY Suresh | AVJ433 | X | |||||||||
| 高茜白 GAO Xibai | BQF738 | X | |||||||||
GERMAN Victor | AWU684 | X | |||||||||
GREEN Antony Rowan | AMB131 | X | X | ||||||||
| 頤天行 GU Tianxing | BFK957 | X | X | ||||||||
| 郭智健 GUO Zhijian | BNM903 | X | |||||||||
HARTWELL Benjamin Luke | ATC163 | X | X | ||||||||
HENG Chi Hao Derrick | BOH556 | X | |||||||||
HONG Kwang Pyo | ATL729 | X | |||||||||
HSIAO Eugene Yow Seng | AOP006 | X | |||||||||
| 許世德 HSU Shih-Te | AXK964 | X | |||||||||
| 胡偉俊 HU Weijun | AWS043 | X | |||||||||
| 黃曉齡 HUANG Shiau-Ling | AWM151 | X | |||||||||
| 黄一民 HUANG Yimin | BSI789 | X | |||||||||
HUDSON Stephen Richard | AMQ367 | X | |||||||||
HWANG Chan Young | AMY257 | X | |||||||||
JAIN Ashish | AQT168 | X | |||||||||
| 季心宇 JI Xinyu | BPN159 | X | |||||||||
| 江雪瑶 JIANG Xueyao | BMU871 | X | |||||||||
KASHIMPURIA Nikhilkumar Subhash | BPS820 | X | X | ||||||||
KECO Mario | BRY877 | X | |||||||||
KEY John Richard | AOZ142 | X | X | ||||||||
KIM Dong Wan | AMU451 | X | |||||||||
KIM Sung Gi | BBN655 | X | |||||||||
KIM Sung Hwan | BSG975 | X | |||||||||
| 金伶恩 KIM Youngeun | BOI603 | X | |||||||||
KOTECHA Anuj Ashok | AXS269 | X | |||||||||
| 龔耀誠 KUNG Yiu Shing | BLH249 | X | |||||||||
| 關德熙 KWAN Tak Hei | BRY519 | X | |||||||||
LACZNY Piotr | BPA001 | X | X | ||||||||
| 林海志 LAM Alexander Hoi Chi | APO125 | X | X | ||||||||
| 林泓昕 LAM Royan | AFX839 | X | X | ||||||||
LAMPLOUGH Jeremy David | BFT883 | X | |||||||||
| 劉雋顥 LAU Chun Ho | BPL312 | X | |||||||||
| 劉嘉豪 LAU Ka Ho | AXB862 | X | X | ||||||||
| 劉南龍 LAU Nam Lung, Humphrey | ALK811 | X | |||||||||
LAWSON Timothy Wightman | AKJ264 | X | |||||||||
LEE Jeok | ANH621 | X | |||||||||
LEUNG Darren Tat-Lun | BOJ934 | X | |||||||||
| 梁宏恩 LEUNG Ryan Wan Yan | BGT777 | X | |||||||||
| 梁耀東 LEUNG Yiu Tung | BMW834 | X | |||||||||
| 李凌 LI Ling | AOQ539 | X | |||||||||
LIM Ben Shane | BPH547 | X | |||||||||
LIU Jiaming | BKV292 | X | X | ||||||||
| 劉馨竹 LIU Xinzhu | BNR338 | X | |||||||||
| 刘煜 LIU Yu | BRS277 | X | |||||||||
LOPEZ Gilbert Yanson | AMO289 | X | |||||||||
| 陸德培 LU Depei | BPY734 | X | X | ||||||||
LUNG Chi Chiu | BMD883 | X | |||||||||
| 龍敏嫻 LUNG Man Han Alice | AAV895 | X | |||||||||
| 馬卓藍 MA Cherry | AYC317 | X | |||||||||
| 馬彥 MA Yan | BSF226 | X | |||||||||
MAGPAYO Karisa Garcia | ANH010 | X | |||||||||
MAR Nicholas Ryan | BDM986 | X | |||||||||
MENDONCA Vinella Anne | BRR081 | X | |||||||||
| 苗華鑫 MIAO Huaxin | BDE609 | X | |||||||||
MYLES Ian Philip | ANH237 | X | |||||||||
MYOUNG Cholong | BCF603 | X | |||||||||
NAKADA Yasuhiro | BMK883 | X | |||||||||
NOLLEN Timothy Wilson | BOJ839 | X | |||||||||
OHLWEILER Jeffrey Lyon | AQN994 | X | |||||||||
PARK Jung Ah | BAE816 | X | |||||||||
| 鮑天琛 PAU Tien Sum, Esme | ATP176 | X | |||||||||
| 彭裕嘉 PENG Yu-Chia | BOF450 | X | |||||||||
PIAU Maxime Josselin Valentin | BSD303 | X | |||||||||
PURTELL John Pierre | BEQ937 | X | |||||||||
| 闕維琛 QUE Weichen | BOE862 | X | X | ||||||||
RUDRARAJU Bhanuprasad Chakrapani | BGT058 | X | |||||||||
RUSLI Felix Stephen | AUW898 | X | |||||||||
| 沈梓甯 SHEN Zining | BRS935 | X | |||||||||
SHVETS Viktor | ACQ231 | X | |||||||||
SONOGAN Mitchell Hugh | BNS222 | X | |||||||||
STEYN Peter Copeland | BFT880 | X | |||||||||
| 孫樂豪 SUEN Lok Ho, Howard | BQG764 | X | |||||||||
| 孫暢 SUN Chang | BKI593 | X | |||||||||
SURESH Aditya | AYC055 | X | |||||||||
TAGUCHI Hiroshi | BEJ873 | X | |||||||||
| 唐申涛 TANG Shentao | BPA128 | X | |||||||||
| 陶炘翊 TAO Xinyi | BQD326 | X | |||||||||
TAPLEY Alana Maree | BQQ368 | X | |||||||||
THONG Wai Meng Damian | ANC081 | X | |||||||||
TOH Alfred Kay Boon | BPX067 | X | X | ||||||||
| 蔡秉儒 TSAI Bin-Ju | BOA617 | X | |||||||||
VANTARAKIS Jayden Cain | AXX772 | X | |||||||||
WILLIAMS Alexander Boyd | BPY300 | X | |||||||||
WISEMAN Mark Andrew | BJE311 | X | |||||||||
| 吳柏錩 WU Colin Po-chang | BBD318 | X | X | ||||||||
| 吴迪 WU Di | BSF527 | X | X | ||||||||
| 楊馨怡 YANG Xinyi | BQG763 | X | |||||||||
| 姚純敏 YAO Chunmin | BRR839 | X | X | ||||||||
| 叶欣怡 YE Xinyi | BRG841 | X | |||||||||
| 宜欣 YI Xin | BRP651 | X | |||||||||
YONTS Charles Anthony | AJM207 | X | |||||||||
| 于博 YU Paul Bo | AXT654 | X | |||||||||
| 袁瑋澤 YUEN Wai Chak, Wilfred | AYF330 | X | |||||||||
| 张仅 ZHANG Jin | ANG412 | X | |||||||||
| 张钧涵 ZHANG Junhan | BRJ505 | X | |||||||||
| 章晓璇 ZHANG Xiaoxuan | BQG262 | X | |||||||||
| 鄭亞文 ZHENG Yawen | BBZ909 | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 3922 3554 | 3922 3748 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2015年12月29日 | Macquarie Capital Securities Limited | 麥格理資本證券股份有限公司 |
| 2008年02月29日 | Macquarie Securities Limited | 麥格理證券股份有限公司 |
| 2004年07月30日 | ING Securities Limited | 安銀証券有限公司 |
| 2002年03月22日 | ING Baring Securities (Hong Kong) Limited | 霸菱証券(香港)有限公司 |
| 1996年04月11日 | Baring Securities (Hong Kong) Limited | |
| 1986年08月01日 | Baring Far East Securities (Hong Kong) Limited | |
| 1984年10月12日 | Hallville Limited |