香港持牌證券公司：大和資本市場香港有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 期貨合約交易 Dealing in Futures Contracts | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
CARTER Damon | BEO225 | X | X | ||||||||
| 陳玟伶 CHEN Wen Ling | BGI467 | X | |||||||||
| 夏嶺東 HETHERINGTON John Charles | ABN564 | X | |||||||||
| 堀合晃嗣 HORIAI Koji | AVC265 | X | |||||||||
| 井上義大 INOUE Yoshihiro | AXG044 | X | X | ||||||||
IOKIBE Jiro | BIN286 | X | |||||||||
JENN Marc Steven | ANG294 | X | |||||||||
| 劉曉紅 LIU Xiaohong | AGC636 | X | |||||||||
MIZUNO Kosuke | ADP243 | X | X | ||||||||
OKA Hironori | AAD076 | X | X | X | X | ||||||
| 佐佐木伸一 SASAKI Shinichi | AHS992 | X | |||||||||
| 沈慧玲 SHEN Wei Ling, Janet | AMA937 | X | X | ||||||||
SOULEYMAN Jan | ANM874 | X | |||||||||
| 黃家文 WONG Ka Man | AEK749 | X | |||||||||
| 冼楚平 XIAN Chuping | ACG028 | X | X | X | X | ||||||
| 矢部亮太 YABE Ryota | BMV303 | X | X | ||||||||
| 山口悠介 YAMAGUCHI YUSUKE | BPE258 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 歐陽詠儀 AU-YEUNG Wing Yee, Wendy | AFT616 | X | X | ||||||||
BEKOS Andreas Johannes | BHU928 | X | |||||||||
BRADLEY Joseph | BEB455 | X | |||||||||
CHAI Win Lock | BRP895 | X | |||||||||
| 陳展誠 CHAN Chin Shing | BRZ530 | X | X | ||||||||
| 陳凱琪 CHAN Hoi Kay, Cynthia | AUB274 | X | |||||||||
| 陳建中 CHAN Kin Chung, Adrian | BCP764 | X | |||||||||
| 陳博曦 CHAN Pok Hei | BNW897 | X | |||||||||
| 陳舜河 CHAN Shun Ho | AFZ169 | X | X | ||||||||
| 陳穎釗 CHAN Wing Chiu | AJO304 | X | |||||||||
| 陳儀 CHAN Yee | BMQ543 | X | |||||||||
| 陳玟伶 CHEN Wen Ling | BGI467 | X | |||||||||
| 張淑敏 CHEUNG Suk Mun | AIG228 | X | |||||||||
| 江威志 CHIANG Wei-Chih | BGU545 | X | |||||||||
| 崔亨旭 CHOI Hyung Wook | AQO335 | X | |||||||||
| 黃光程 CORK Craig William | BKF941 | X | |||||||||
| 邱明傑 CUDIA Celso Silva | AFE060 | X | |||||||||
| 丁紫璇 DING Zixuan | BOP617 | X | X | ||||||||
FUJII Takashi | BMV173 | X | |||||||||
FUJIKURA Takashi | BFI204 | X | X | X | |||||||
| 馮婉詩 FUNG Cissy | AMW511 | X | X | ||||||||
GROSE George Francis | AWH234 | X | |||||||||
| 平崎晃史 HIRASAKI Koji | AZI774 | X | |||||||||
HIROSE Wataru | BEI734 | X | |||||||||
| 何祖銘 HO Cho Ming, Jonathan | BJR596 | X | |||||||||
| 何子浩 HO Tsz Ho, Andy | AFV776 | X | X | ||||||||
| 何子樂 HO Tsz Lok | BPW940 | X | |||||||||
| 本田亮太 HONDA Ryota | BRW303 | X | X | ||||||||
| 胡莎 HU Sha | BMO300 | X | |||||||||
| 葉捷賢 IP Chit Yin | AUR651 | X | |||||||||
JENN Marc Steven | ANG294 | X | |||||||||
| 江泳 JIANG Yong | BSA136 | X | |||||||||
KIM Jason Sung | AGF966 | X | |||||||||
| 小林洋介 KOBAYASHI Yosuke | BJM372 | X | |||||||||
| 江嘉琪 KONG Ka Ki | BSA417 | X | |||||||||
| 葛積豪 KOT Jack Hou Eric | AJA361 | X | X | ||||||||
| 關朗行 KWAN Long Hans | BSG332 | X | |||||||||
| 郭保榮 KWOK Bo Wing | AXL766 | X | X | ||||||||
| 郭奕妏 KWOK Yik Man, Joyce | ATS268 | X | |||||||||
| 賴志文 LAI Chi Man | APQ351 | X | |||||||||
| 黎曙衡 LAI Chu Hang | ATB627 | X | X | ||||||||
| 黎家瑋 LAI Ka Wai Gavin | BHS916 | X | X | ||||||||
| 黎家禧 LAI Kar Hei Carlton | BDV574 | X | |||||||||
| 黎欣彤 LAI Yan Tung | BFP509 | X | X | ||||||||
| 劉靜儀 LAU Ching Yee, Rebecca | AAF232 | X | |||||||||
| 劉可恩 LAU Hor Yan, Pauline | APW586 | X | |||||||||
| 劉珈兆 LAU Ka Siu | BRY043 | X | X | ||||||||
| 劉偉健 LAU Wai Kin, Kelvin | APQ275 | X | |||||||||
| 李淦祥 LEE Kee Siong | ACY060 | X | |||||||||
| 梁俊諺 LEUNG Robin Chun Yin | BNG164 | X | |||||||||
| 李俊皓 LI Junhao | BRS475 | X | |||||||||
| 林蔚婷 LIN Wei-Ting | BAC188 | X | |||||||||
| 劉宗勳 LIU Chung Hsun | AHC251 | X | X | ||||||||
| 劉墨石 LIU Moshi | BEL594 | X | |||||||||
| 劉曉紅 LIU Xiaohong | AGC636 | X | |||||||||
| 羅志華 LO Chi Wa, Ricky | ACC653 | X | X | ||||||||
| 羅靜敏 LO Ching Man, Ilona | AXL781 | X | |||||||||
| 馬靖仁 MA Ching Yan | BAH310 | X | X | ||||||||
| 馬鍇漪 MA Kaiyi | BQU833 | X | |||||||||
MAKINO Akiko | BCL785 | X | |||||||||
| 文美琪 MAN Mei Ki | BMO628 | X | |||||||||
MIZOBATA Mari | ADQ102 | X | X | ||||||||
MIZOGUCHI Hironori | AHL612 | X | X | ||||||||
| 吳肇康 NG Siu Hong | BCK507 | X | X | ||||||||
| 伍嘉朗 NG Terry | BOJ797 | X | |||||||||
| 倪滨拓 NI Bintuo | BOM533 | X | |||||||||
| 聶卓非 NIE Zhuofei | BLR344 | X | |||||||||
PAMPAPATHI Vinay Kumar | BJG449 | X | |||||||||
| 潘加州 PAN Jiazhou | BLX081 | X | |||||||||
PARKER Henry Roger Jacques | AXZ431 | X | X | ||||||||
| 齊晓亮 QI Xiaoliang | AXZ553 | X | |||||||||
SAKAMOTO Ryoh | BMK020 | X | |||||||||
SHIMIZU Iori | BRT628 | X | |||||||||
| 沈卓爾 SHUM Cheok I, Charles | AZQ896 | X | X | ||||||||
TAKAHASHI Ryuji | BRQ535 | X | |||||||||
| 高田麗太 TAKATA Reita | BPJ757 | X | |||||||||
| 譚敏鈴 TAN Minling | BOB969 | X | |||||||||
TERADA Wataru | BJJ542 | X | |||||||||
| 富山卓也 TOMIYAMA Takuya | AGU752 | X | X | X | |||||||
| 曾昭然 TSANG Andrew Chiu Yin | AOV654 | X | |||||||||
| 曾智健 TSANG Chi Kin | AOR993 | X | X | ||||||||
| 曾綺薇 TSANG Yee Mai | ABN099 | X | X | ||||||||
TSUTSUMI Atsushi | BFI209 | X | |||||||||
| 溫慕蓮 WAN Maurine | AGJ125 | X | |||||||||
| 王國晗 WANG Guohan | BQL057 | X | |||||||||
| 黃家文 WONG Ka Man | AEK749 | X | |||||||||
| 黃文權 WONG Man Kuen, Gary | AGO032 | X | |||||||||
| 王偉超 WONG Wai Chiu, Steven | ACQ784 | X | X | X | |||||||
| 王維健 WONG Wai Kin | BOB036 | X | |||||||||
| 胡林熙 WOO Lam Hay | AAB005 | X | |||||||||
| 鄔辰光 WU Chenguang | BQU494 | X | |||||||||
| 熊力 XIONG Li | BAI988 | X | |||||||||
| 徐曼睿 XU Manrui | BPM678 | X | |||||||||
| 薛菲 XUE Fei | ASP680 | X | X | ||||||||
| 楊北 YANG Bei | AVV546 | X | X | ||||||||
| 楊昊東 YANG Haodong | BOM896 | X | |||||||||
| 楊家駿 YEUNG Carlson Kar Tsun | BBK543 | X | |||||||||
| 楊佩鳳 YEUNG Pui Fung, Anna | AFM432 | X | |||||||||
| 葉文瀚 YIP Man Hon | BHZ902 | X | |||||||||
| 袁可 YUAN Ke | BIV268 | X | X | ||||||||
| 曾斯揚 ZENG Siyang | BPP117 | X | |||||||||
| 張云芳 ZHANG Yunfang | BHY180 | X | |||||||||
| 趙凱 ZHAO Kai | BRJ377 | X | |||||||||
| 鄭雨萌 ZHENG Yumeng | BQJ772 | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 27738761 / 28484074 | 28484048 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2010年01月04日 | Daiwa Securities SMBC Hong Kong Limited (trading as Daiwa Securities SMBC Hong Kong) | 大和証券盛民博昌(香港)有限公司 (以大和証券SMBC香港名義經營業務) |
| 2001年04月01日 | Daiwa Securities SB Capital Markets Hong Kong Limited (trading as Daiwa SBCM Hong Kong) | |
| 1999年11月02日 | Daiwa Securities SB Capital Markets Hong Kong Limited | |
| 1999年09月28日 | Daiwa Securities (H.K.) Limited |