香港持牌證券公司：中信里昂證券資本市場有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 陳志銓 CHAN Chi Chuen | AGF194 | X | X | ||||||||
| 陳偉雄 CHAN Wai Hung, Edmund | AFT585 | X | X | ||||||||
| 陳奕祺 CHAN Yick Kei | AJN963 | X | X | ||||||||
| 何錦佳 HO Kam Kai | AUI935 | X | X | ||||||||
| 林國樑 LAM Steve Kwok Leung | AGC469 | X | X | ||||||||
| 劉子堅 LAU Chi Kin, Vincent | AHA572 | X | |||||||||
| 劉潔玲 LAU Kit Ling | ALI074 | X | |||||||||
| 廖淑玲 LEOW Siok Ling | ACR427 | X | X | ||||||||
| 李航 LI Hang | AYV511 | X | X | ||||||||
| 马尧 MA Yao | BOR104 | X | X | ||||||||
MCMURTRAY Nathan Noel | ALW212 | X | X | ||||||||
| 吳啟謙 NG Kai Him | AVY121 | X | X | ||||||||
| 邱志千 QIU Zhiqian | BQQ704 | X | X | ||||||||
| 黃詩敏 WONG Sze Man | AQS231 | X | |||||||||
| 于楊 YU Yang | AUZ703 | X | X | ||||||||
| 袁然思 YUAN Ransi | BEM652 | X | X | ||||||||
| 趙龍 ZHAO Long | AXY574 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
AGRAWAL Pankaj Kishore | ARQ355 | X | X | ||||||||
| 艾复君 AI Fujun | BRK387 | X | X | ||||||||
| 白广鑫 BAI Guangxin | BQN454 | X | X | ||||||||
BAZZONI Federico | ADP682 | X | X | ||||||||
| 蔡林峰 CAI Linfeng | BQO296 | X | X | ||||||||
| 曹文伟 CAO Wenwei | BSC033 | X | X | ||||||||
| 陳乃茵 CHAN Nai Yan | BFA523 | X | X | ||||||||
| 陈力 CHEN Li | BQI101 | X | X | ||||||||
| 陈立丰 CHEN Lifeng | BRW500 | X | X | ||||||||
| 陳靈欣 CHEN Lingxin | BMT656 | X | X | ||||||||
| 陈石磊 CHEN Shilei | BQU942 | X | X | ||||||||
| 陳双双 CHEN Shuangshuang | BRO944 | X | X | ||||||||
| 陳瑋齊 CHEN Weiqi | BQL713 | X | X | ||||||||
| 陈曦 CHEN Xi | BRG672 | X | X | ||||||||
| 陈禹达 CHEN Yuda | BSB885 | X | X | ||||||||
| 陈卓 CHEN Zhuo | BSF820 | X | X | ||||||||
| 程希 CHENG Xi | BRJ341 | X | X | ||||||||
| 成欣龙 CHENG Xinlong | BKC166 | X | X | ||||||||
| 張可明 CHEUNG Ho Ming | AOE594 | X | X | ||||||||
| 秦坤瑞 CHIN Kun-Jui | BRR387 | X | X | ||||||||
| 儲德賽 CHU Desai | BRO867 | X | X | ||||||||
| 邓建 DENG Jian | BSB880 | X | X | ||||||||
| 狄一 DI Yi | BKY361 | X | X | ||||||||
| 丁健雄 DING Jianxiong | BQL712 | X | X | ||||||||
| 董行 DONG Hang | BQE569 | X | X | ||||||||
| 董文馨 DONG Wenxin | BRW883 | X | X | ||||||||
| 董芷汝 DONG Zhiru | BRD963 | X | X | ||||||||
| 窦嘉伟 DOU Jiawei | BRS938 | X | X | ||||||||
| 杜克 DU Ke | BQI464 | X | X | ||||||||
| 段佳含 DUAN Jiahan | BRQ468 | X | X | ||||||||
| 段偉 DUAN Wei | BQT325 | X | X | ||||||||
| 方冲 FANG Chong | BRF586 | X | X | ||||||||
| 方濟科 FANG Jike | BQS950 | X | X | ||||||||
| 方路航 FANG Luhang | BRZ551 | X | X | ||||||||
FISCHER Richard Eric Marshall | BMK642 | X | X | ||||||||
| 方曉暉 FONG Hiu Fai | BIX444 | X | X | ||||||||
| 傅家祥 FU Jiaxiang | BSA325 | X | X | ||||||||
| 傅元冶 FU Yuen Yeh | BOS479 | X | X | ||||||||
| 高望 GAO Wang | BRP589 | X | X | ||||||||
| 高愈湘 GAO Yuxiang | BOE909 | X | X | ||||||||
| 高紫杉 GAO Zishan | BSB881 | X | X | ||||||||
| 龔洪與 GONG Hongyu | BQE247 | X | X | ||||||||
| 郭丹 GUO Dan | BSF652 | X | X | ||||||||
| 海强 HAI Qiang | BRQ930 | X | X | ||||||||
| 韓佳凌 HAN Jialing | BSC624 | X | X | ||||||||
| 韩纪川 HAN Jichuan | BRH485 | X | X | ||||||||
| 韩潇 HAN Xiao | BSF650 | X | X | ||||||||
| 韩禹歆 HAN Yuxin | BRD962 | X | X | ||||||||
| 韩朕 HAN Zhen | BQS919 | X | X | ||||||||
| 何方 HE Fang | BRJ899 | X | X | ||||||||
| 何方舟 HE Fangzhou | BLX819 | X | X | ||||||||
| 何一声 HE Yisheng | BSF641 | X | X | ||||||||
| 何震 HE Zhen | BRQ032 | X | X | ||||||||
| 何摯恩 HO Jonathan Chi Yan | BJS892 | X | X | ||||||||
| 洪立斌 HONG Libin | BRX411 | X | X | ||||||||
| 胡为敏 HU Weimin | BQN455 | X | X | ||||||||
| 华力宁 HUA Lining | BQK548 | X | X | ||||||||
| 黄榜 HUANG Bang | BRK753 | X | X | ||||||||
| 黄国宏 HUANG Guohong | BRI818 | X | X | ||||||||
| 黃天蕩 HUANG Tiandang | BPB535 | X | X | ||||||||
| 黄新炎 HUANG Xinyan | BSG279 | X | X | ||||||||
| 許天瑞 HUI Bosco Tien Ruey | AXS635 | X | X | ||||||||
| 贾晓亮 JIA Xiaoliang | BSF653 | X | X | ||||||||
| 賈一凡 JIA Yifan | BRZ321 | X | X | ||||||||
| 敬峥 JING Zheng | BRR390 | X | X | ||||||||
| 琚鹏飞 JU Pengfei | BRA104 | X | X | ||||||||
| 簡梓亨 KAN Tsz Hang | BRS476 | X | X | ||||||||
| 孔少锋 KONG Shaofeng | BRW506 | X | X | ||||||||
| 郭震宇 KWOK Chun Yu | AMJ193 | X | X | ||||||||
| 黎少峯 LAI Siu Fung | BQP574 | X | X | ||||||||
| 劉子堅 LAU Chi Kin, Vincent | AHA572 | X | |||||||||
| 劉謙進 LAU Him Chun | BOU485 | X | X | ||||||||
| 劉潔玲 LAU Kit Ling | ALI074 | X | |||||||||
| 劉天珮 LAU Tin Pui | BEZ268 | X | X | ||||||||
LEACH Francis Hugh Magnus | AGK055 | X | X | ||||||||
| 李正文 LEE Ching Man | BMY829 | X | X | ||||||||
| 雷安然 LEI Anran | BON535 | X | X | ||||||||
| 冷宁 LENG Ning | BMO298 | X | X | ||||||||
| 李晨 LI Chen | BOC669 | X | X | ||||||||
| 李浩然 LI Haoran | BQV619 | X | X | ||||||||
| 李响 LI Heung | AYO826 | X | X | ||||||||
| 李凱徽 LI Hoi Fai | BRS309 | X | X | ||||||||
| 李靖 LI Jing | BRW511 | X | X | ||||||||
| 李亮點儿 LI Liangdianer | BRD923 | X | X | ||||||||
| 李亮子 LI Liangzi | BQW500 | X | X | ||||||||
| 李龍飛 LI Longfei | BPX648 | X | X | ||||||||
| 李然 LI Ran | BJQ223 | X | X | ||||||||
| 李蓉鈺 LI Rongyu | BRS310 | X | X | ||||||||
| 李陶 LI Tao | BQF980 | X | X | ||||||||
| 李婉璐 LI Wanlu | BRJ900 | X | X | ||||||||
| 李晓东 LI Xiaodong | BRZ010 | X | X | ||||||||
| 李艳梅 LI Yanmei | BRV230 | X | X | ||||||||
| 李亦中 LI Yizhong | BRV614 | X | X | ||||||||
| 李中杰 LI Zhongjie | BPY638 | X | X | ||||||||
| 李中晋 LI Zhongjin | BRD669 | X | X | ||||||||
| 李中楠 LI Zhongnan | BQF456 | X | X | ||||||||
| 李仲嬴 LI Zhongying | BQP158 | X | X | ||||||||
| 梁劲 LIANG Jin | BRG971 | X | X | ||||||||
| 林軻 LIN Ke | BRS682 | X | X | ||||||||
| 林達崴 LIN Tawei, Joseph | BFW676 | X | X | ||||||||
| 林毓琛 LIN Yuchen | BQJ742 | X | X | ||||||||
| 林玥 LIN Yue | BRH486 | X | X | ||||||||
| 刘畅 LIU Chang | BSA337 | X | X | ||||||||
| 劉丹 LIU Dan | BDV306 | X | X | ||||||||
| 刘顿 LIU Dun | BRA103 | X | X | ||||||||
| 刘凤武 LIU Fengwu | BRY644 | X | X | ||||||||
| 刘冠宏 LIU Guanhong | BSF661 | X | X | ||||||||
| 刘冠中 LIU Guanzhong | BRR292 | X | X | ||||||||
| 劉建東 LIU Jiandong | BKN438 | X | X | ||||||||
| 刘施思 LIU Shisi | BRP441 | X | X | ||||||||
| 劉舒楊 LIU Shuyang | BSG455 | X | X | ||||||||
| 刘笑辰 LIU Xiaochen | BRX775 | X | X | ||||||||
| 劉業偉 LIU Yewei | AZM917 | X | X | ||||||||
| 劉亦誠 LIU Yicheng | BPX400 | X | X | ||||||||
| 刘莹 LIU Ying | BRA248 | X | X | ||||||||
| 刘宗景 LIU Zongjing | BRK388 | X | X | ||||||||
| 盧至言 LO Chi Yin, Patrick | BLS910 | X | X | ||||||||
| 劉家淦 LOW Kay Kham | BQV337 | X | X | ||||||||
| 魯根妍 LU Genyan | BRV227 | X | X | ||||||||
| 路宏伟 LU Hongwei | BRZ012 | X | X | ||||||||
| 卢丽俊 LU Lijun | BRW881 | X | X | ||||||||
| 盧小萌 LU Xiaomeng | BQV486 | X | X | ||||||||
| 罗巍 LUO Wei | BRE724 | X | X | ||||||||
| 罗子恒 LUO Ziheng | BSE914 | X | X | ||||||||
| 吕冠环 LYU Guanhuan | BSA328 | X | X | ||||||||
| 呂一品 LYU Yipin | BRK328 | X | X | ||||||||
| 马博飞 MA Bofei | BPX341 | X | X | ||||||||
| 马驰宇 MA Chiyu | BRA105 | X | X | ||||||||
| 马梦琪 MA Mengqi | BSC031 | X | X | ||||||||
| 馬榮 MA Rong | BPD929 | X | X | ||||||||
| 馬思睿 MA Sirui | BMC573 | X | X | ||||||||
| 馬蔚 MA Wei | BRM304 | X | X | ||||||||
MADDOCK Warwick Curtis Lee | BOF087 | X | X | ||||||||
| 买鸿翔 MAI Hongxiang | BSB886 | X | X | ||||||||
| 麦少锋 MAI Shaofeng | BSB876 | X | X | ||||||||
| 孟宪瑜 MENG Xianyu | BRZ745 | X | X | ||||||||
| 繆政穎 MIAO Cheng Ying | BQQ256 | X | X | ||||||||
| 那木夫 NA Mufu | AXR364 | X | X | ||||||||
| 聶聰聰 NIE Congcong | BGS694 | X | X | ||||||||
| 聂司桐 NIE Sitong | BRJ342 | X | X | ||||||||
| 牛瑞 NIU Rui | BSB882 | X | X | ||||||||
NURYANTI Yuyun Aisyah | BMK647 | X | X | ||||||||
| 欧顺 OU Shun | BSC030 | X | X | ||||||||
| 欧阳颢頔 OUYANG Haodi | BQW599 | X | X | ||||||||
| 彭博 PENG Bo | BRZ750 | X | X | ||||||||
| 彭浏用 PENG Liuyong | BSB895 | X | X | ||||||||
| 彭晓晖 PENG Xiaohui | BRK900 | X | X | ||||||||
| 潘凝香 POON Ying Heung, Charlotte | AVS728 | X | X | ||||||||
| 浦瑞航 PU Ruihang | BQE570 | X | X | ||||||||
| 錢商勇 QIAN Shangyong | BSC623 | X | X | ||||||||
| 喬博鑫 QIAO Boxin | BRQ033 | X | X | ||||||||
| 屈剑峰 QU Jianfeng | BRA595 | X | X | ||||||||
| 任新航 REN Xinhang | BRJ143 | X | X | ||||||||
| 荣晓龍 RONG Xiaolong | BQF454 | X | X | ||||||||
| 山川 SHAN Chuan | BSC632 | X | X | ||||||||
| 沈卉 SHEN Hui | BDE640 | X | X | ||||||||
| 慎利亚 SHEN Liya | BRZ908 | X | X | ||||||||
| 沈逸瀟 SHEN Yixiao | BRP096 | X | X | ||||||||
| 莘雨桐 SHEN Yutong | BRW882 | X | X | ||||||||
| 沈宇星 SHEN Yuxing | BRA106 | X | X | ||||||||
| 沈哲 SHEN Zhe | BQC066 | X | X | ||||||||
| 沈子权 SHEN Ziquan | BRX412 | X | X | ||||||||
| 石國平 SHI Guoping | BQC070 | X | X | ||||||||
| 石坡 SHI Po | BSA329 | X | X | ||||||||
| 舒德禄 SHU Delu | BRE725 | X | X | ||||||||
| 冼嘉耀 SIN Ka Yiu | BDP260 | X | X | ||||||||
| 宋春鳴 SONG Chunming | AYO044 | X | X | ||||||||
| 孙楠 SUN Nan | BSF311 | X | X | ||||||||
| 孫向威 SUN Xiangwei | BRR291 | X | X | ||||||||
| 孫雪 SUN Xue | BQL540 | X | X | ||||||||
| 孙昭 SUN Zhao | BSG544 | X | X | ||||||||
| 湯潤東 TANG Rundong | BLC422 | X | X | ||||||||
| 湯穎達 TANG Yingda | BRV887 | X | X | ||||||||
| 唐于朝 TANG Yuchao | BSC591 | X | X | ||||||||
| 謝欣冀 TSE Yan Kei | AVL288 | X | X | ||||||||
| 万麟 WAN Lin | BRS683 | X | X | ||||||||
| 王彬 WANG Bin | BRY378 | X | X | ||||||||
| 王步云 WANG Buyun Jacob | BMT542 | X | X | ||||||||
| 王策 WANG Ce | BGM423 | X | X | ||||||||
| 王超男 WANG Chaonan | BRD959 | X | X | ||||||||
| 王迪雅 WANG Diya | BSF705 | X | X | ||||||||
| 王干 WANG Gan | BHL578 | X | X | ||||||||
| 王国梁 WANG Guoliang | BQV746 | X | X | ||||||||
| 王梦婷 WANG Mengting | AWJ513 | X | X | ||||||||
| 王琦 WANG Qi | BRZ909 | X | X | ||||||||
| 王若诚 WANG Ruocheng | BRS681 | X | X | ||||||||
| 王天时 WANG Tianshi | BRH649 | X | X | ||||||||
| 王鑫阳 WANG Xinyang | BRZ751 | X | X | ||||||||
| 王洋 WANG Yang | BSB891 | X | X | ||||||||
| 王燕妮 WANG Yanni | BNH166 | X | X | ||||||||
| 王逸旻 WANG Yimin | APN587 | X | X | ||||||||
| 王瑜 WANG Yu | AYG657 | X | X | ||||||||
| 魏子婷 WEI Ziting | BQF743 | X | X | ||||||||
| 黃樂懷 WONG Lok Huai, Francis | BQE246 | X | X | ||||||||
| 黃詩敏 WONG Sze Man | AQS231 | X | |||||||||
| 吴博申 WU Boshen | BRF697 | X | X | ||||||||
| 吴操健 WU Caojian | BQF790 | X | X | ||||||||
| 吳敬瑜 WU Jingyu | BRA102 | X | X | ||||||||
| 吳思燾 WU Sitao | AYZ889 | X | X | ||||||||
| 吴一凡 WU Yifan | BRI686 | X | X | ||||||||
| 相迪菲 XIANG Difei | BHA450 | X | X | ||||||||
| 肖愷弟 XIAO Kaidi | BIH047 | X | X | ||||||||
| 谢星池 XIE Xingchi | BRZ013 | X | X | ||||||||
| 熊冬 XIONG Dong | BQB342 | X | X | ||||||||
| 许晨鸣 XU Chenming | BQB328 | X | X | ||||||||
| 許凡非 XU Fanfei | BPB455 | X | X | ||||||||
| 徐美靜 XU Meijing | BRT451 | X | X | ||||||||
| 楊佈云 YANG Buyun | BDQ418 | X | X | ||||||||
| 楊昊儒 YANG Haoru | BRR892 | X | X | ||||||||
| 杨嘉歆 YANG Jiaxin | BSF651 | X | X | ||||||||
| 楊俊程 YANG Juncheng | BRD670 | X | X | ||||||||
| 楊均霖 YANG Junlin | BMX574 | X | X | ||||||||
| 楊萌 YANG Meng | BSC602 | X | X | ||||||||
| 杨斯博 YANG Sibo | BSA340 | X | X | ||||||||
| 杨莹 YANG Ying | BQZ907 | X | X | ||||||||
| 楊依韵 YANG Yiyun | BSC640 | X | X | ||||||||
| 姚欣健 YAO Xinjian | BIE698 | X | X | ||||||||
| 楊珮珊 YEUNG Pui Shan, Shirley | ANL962 | X | X | ||||||||
| 尤赫 YOU He | BRY645 | X | X | ||||||||
| 游筱璐 YOU Xiaolu | BSA333 | X | X | ||||||||
| 俞汉平 YU Hanping | BSH297 | X | X | ||||||||
| 于璐 YU Lu | BIP992 | X | X | ||||||||
| 于梦尧 YU Mengyao | BRZ011 | X | X | ||||||||
| 于婉晴 YU Wanqing | BRL115 | X | X | ||||||||
| 于馨宁 YU Xinning | BOE725 | X | X | ||||||||
| 袁野 YUAN Ye | BJK566 | X | X | ||||||||
| 袁也 YUAN Ye | BGG861 | X | X | ||||||||
| 袁詩穎 YUEN Sze Wing, Esther | AMS885 | X | X | ||||||||
| 容志揚 YUNG Chi Yeung | BPB536 | X | X | ||||||||
YUSUF Abang Rahmat Shobra | BPA202 | X | |||||||||
| 張昊 ZHANG Hao | BGV708 | X | X | ||||||||
| 張京雷 ZHANG Jinglei | BQV633 | X | X | ||||||||
| 張樂為 ZHANG Lewei | BNQ646 | X | X | ||||||||
| 張敏言 ZHANG Minyan | BRY646 | X | X | ||||||||
| 张奇 ZHANG Qi | BRP008 | X | X | ||||||||
| 张天亮 ZHANG Tianliang | BRQ234 | X | X | ||||||||
| 張秀杰 ZHANG Xiujie | AQE321 | X | X | ||||||||
| 张杨 ZHANG Yang | BRV016 | X | X | ||||||||
| 張易恒 ZHANG Yiheng | BSF167 | X | X | ||||||||
| 張遠寧 ZHANG Yuanning | BFY190 | X | X | ||||||||
| 張宇翔 ZHANG Yuxiang | BRF782 | X | X | ||||||||
| 張鈺心 ZHANG Yuxin | BRZ318 | X | X | ||||||||
| 张宗保 ZHANG Zongbao | BQN453 | X | X | ||||||||
| 赵洞天 ZHAO Dongtian | BRE340 | X | X | ||||||||
| 趙家禾 ZHAO Jiahe | BQM994 | X | X | ||||||||
| 趙佳琦 ZHAO Jiaqi | BOE936 | X | X | ||||||||
| 赵天委 ZHAO Tianwei | BQC687 | X | X | ||||||||
| 赵贤耀 ZHAO Xianyao | BRJ001 | X | X | ||||||||
| 趙志威 ZHAO Zhiwei | BGE025 | X | X | ||||||||
| 郑绪鑫 ZHENG Xuxin | BRZ910 | X | X | ||||||||
| 周嘉成 ZHOU Jiacheng | BRD961 | X | X | ||||||||
| 周江 ZHOU Jiang | BRA596 | X | X | ||||||||
| 周宁 ZHOU Ning | BQW909 | X | X | ||||||||
| 周鹏 ZHOU Peng | BRS680 | X | X | ||||||||
| 周澍凡 ZHOU Shufan | BJX658 | X | X | ||||||||
ZHOU Verona | BRE339 | X | X | ||||||||
| 周阳 ZHOU Yang | BSC750 | X | X | ||||||||
| 周一鳴 ZHOU Yiming | BNG180 | X | X | ||||||||
| 朱霏霏 ZHU Feifei | BFC570 | X | X | ||||||||
| 朱汇 ZHU Hui | BRA597 | X | X | ||||||||
| 朱麒霈 ZHU Qipei | BRZ754 | X | X | ||||||||
| 朱绍辉 ZHU Shaohui | BRZ753 | X | X | ||||||||
| 邹聿伟 ZOU Yuwei | BRJ898 | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 2600 7731 | 2600 8402 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2017年12月08日 | CITIC CLSA Capital Markets Limited | 中信里昂證券資本市場有限公司 |
| 2015年04月24日 | CLSA Capital Markets Limited | 中信里昂證券資本市場有限公司 |
| 2013年12月02日 | CLSA Equity Capital Markets Limited | 里昂證券資本市場有限公司 |
| 1997年01月09日 | Credit Lyonnais Securities Asia (CF) Limited | |
| 1996年03月05日 | Credit Lyonnais (Asia) Limited |