香港持牌證券公司:Natixis Asia Limited
受規管活動 | 生效日期 | 備註 |
---|---|---|
證券交易 Dealing in Securities | Jan 01 1970 | |
期貨合約交易 Dealing in Futures Contracts | Jan 01 1970 | |
就證券提供意見 Advising on Securities | Jan 01 1970 | |
就期貨合約提供意見 Advising on Futures Contracts | Jan 01 1970 |
生效日期 | 牌照條件 |
---|---|
2004年10月19日 | 持牌人在擴展至零售業務之前,必須先得到證監會的批准。 The licensee shall seek the Commissionu0027s prior approval before extending services to retail level. |
2004年10月19日 | 本牌照受條件限制,該條件是法國當地監管機構對持牌人(及其母公司)並無任何負面評語。 The licence is conditional upon no adverse comment on the licensee (and its holding companies) being subsequently received from the French regulatory authorities. |
負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
---|---|---|---|---|---|---|---|---|---|---|---|
HA THUC Viet-Linh | AXN202 | X | X | X | X | ||||||
LASJUNIES Aurelien Matthieu | BFS899 | X | X | ||||||||
LE SAINT Bruno Stephane Jean Marie | BIB332 | X | X | ||||||||
LIAROKAPIS Vassiliki | AUZ230 | X | X | X | X | ||||||
黃阿樂 WONG Ah Lok | BIJ387 | X | X | X | X |
代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
---|---|---|---|---|---|---|---|---|---|---|---|
安渝青 AN Yuqing | AON940 | X | X | ||||||||
BADRE Isaure Blanche Sylvie Marie | BSA448 | X | X | ||||||||
BEACHAM Andrew | BPK357 | X | X | ||||||||
BERGSTROEM Jonas | BSC629 | X | X | ||||||||
洪雅詩 BERNARDO Jessie | BAM369 | X | X | ||||||||
BOUDOUX Thomas Matthieu | BML187 | X | X | ||||||||
BRIDOUX Christophe Francois | AUK048 | X | X | ||||||||
CALVINO Guillaume | AOD310 | X | X | ||||||||
陳祖聖 CHAN Joe Sing Paul | AXL760 | X | X | ||||||||
陳家健 CHAN Ka Kin | BRS045 | X | X | ||||||||
陳子樺 CHAN Leo Chee Wah | BRA825 | X | X | ||||||||
CHEN Adrien Panpan | BRR580 | X | X | ||||||||
陳童 CHEN Tong | BLY494 | X | X | ||||||||
陳亞宁 CHEN Yaning | BPD580 | X | X | ||||||||
陳語庭 CHEN Yu-ting | BRT517 | X | X | ||||||||
卓曉穗 CHEUK Hiu Shui Akiho Amy | BOH326 | X | X | ||||||||
張廷堅 CHEUNG Ting Kin, Bernard | APN584 | X | X | ||||||||
張維君 CHONG WEI CHIN | BRC208 | X | X | ||||||||
CLOT Jacques-Louis Henri | AOA108 | X | X | X | X | ||||||
DURBAN Charles Etienne Marius | BRZ352 | X | X | ||||||||
ELBAZ Eric Mikael | BOT269 | X | X | X | X | ||||||
FORSYTH David Spence | BJB689 | X | |||||||||
FRANCOMME Gregory Fred Lucien | BPX097 | X | X | ||||||||
GAYRAUD Charles Arthur Olivier | BOB163 | X | X | ||||||||
GILLET Emmanuel Jean Joseph | BQG644 | X | X | ||||||||
GUERIRI Walid | BGE243 | X | X | ||||||||
GUESDE Fabrice | BHG929 | X | X | ||||||||
韓哲 HAN Zhe | AQV652 | X | X | ||||||||
HERAUDE Michael Pascal | BES130 | X | X | ||||||||
胡英崢 HU YINGZHENG | BRG270 | X | X | ||||||||
黃必承 HUANG Bi-Chen | BAI188 | X | X | ||||||||
IPPOLITO Paolo | ANB686 | X | X | ||||||||
JIN Yong J | AOS483 | X | X | ||||||||
KADMIRI Oussama | AYL133 | X | X | ||||||||
KANG In Hwan | BDN285 | X | X | ||||||||
金健熙 KIM Kun Hee | BQW125 | X | X | ||||||||
KLINGER Daniel | BMN305 | X | X | ||||||||
LAFON Pierre Jean Philippe Noel | BHE064 | X | X | ||||||||
賴昊夆 LAI Ho Fung | BSF596 | X | X | ||||||||
蘭星 LAN Xing | BRU964 | X | X | ||||||||
劉啟鋒 LAU Kai Fung, Edward | AUW118 | X | X | ||||||||
劉燕群 LAU Yin Kwan | BOH328 | X | X | ||||||||
羅可欣 LAW Ho Yan, Bianca | AGO374 | X | X | ||||||||
LE COURT Delphine Marie-Gabrielle | BQG648 | X | X | ||||||||
LEE Sungjoon | BAO476 | X | X | ||||||||
李紹宗 LI Shao Chung | BFO320 | X | X | ||||||||
林之純 LIN ZHICHUN | BSE512 | X | X | ||||||||
廖嘉業 LIU Ka Yip, Thomson | AVH099 | X | X | ||||||||
劉冠成 LIU Kuan Cheng | AYA427 | X | X | ||||||||
龍瑞文 LONG Ruiwen | BSH163 | X | X | ||||||||
LOO Jon Pierre | AOD377 | X | X | ||||||||
MAGALHAES Joel | BSF238 | X | X | ||||||||
文志偉 MAN Chi Wei | BGH208 | X | |||||||||
MARTIN Olivier | BSD771 | X | X | ||||||||
MASSON Benjamin Rene Remi | BLD364 | X | X | ||||||||
MENARD Olivier Jean Alexandre | BRQ394 | X | X | ||||||||
NARAIN Raghavendra | AST870 | X | X | ||||||||
伍家慧 NG Kathy Ka Wai | AXS569 | X | X | ||||||||
吳冰 NG Ping | BPP218 | X | X | ||||||||
NICOLLET Paul, Pierre, Louis | BJI781 | X | X | ||||||||
PALLAV Peeyush | BOK687 | X | X | ||||||||
彭頌豪 PANG Chungho, Peter | ALV418 | X | X | ||||||||
PLAGNARD Samuel Guy Francois | ALR979 | X | X | ||||||||
潘家駿 POON Ka Chun | BKK302 | X | |||||||||
曲濤 QU Simon Tao | AFN658 | X | X | ||||||||
RANDON Theophile Maxime | BJJ384 | X | X | ||||||||
REVERT Thibaut, Edmond, Robert | AXO690 | X | X | ||||||||
RICHELLE Nicolas Pierre Alain David | BRV494 | X | X | ||||||||
SAHAGHIAN Antoine Gael | BNO673 | X | X | ||||||||
SETHURAMAN Anuradha | ATH917 | X | X | ||||||||
沈頌賢 SHEN Sung Hsien Yves | BFO643 | X | X | ||||||||
孫岵桃 SUN Hutao | BPA258 | X | X | ||||||||
THOMSON James Joseph | BBA635 | X | X | ||||||||
王嘉琳 TING Marlyn Chua | BRT359 | X | X | ||||||||
丁嘉詠 TING Rachel Ka Wing | BRA653 | X | X | ||||||||
曾文遜 TSANG Man Shun Marshall | BPR952 | X | X | ||||||||
謝仲軒 TSE Jonathan Chung Hin | AII261 | X | X | ||||||||
徐若婷 TSUI Yeuk Ting, Maggie | AVV093 | X | X | ||||||||
UBERTO Theophile | BPN066 | X | |||||||||
戴 世 凡 UPADRASTA Sivakumar | BLT551 | X | X | ||||||||
VARMA Rajan Austin | BRR887 | X | X | ||||||||
VERHELST Stephane Paul Jean | BIR490 | X | X | ||||||||
WADE John Howard | BEG040 | X | X | ||||||||
王坤玉 WANG KUNYU | BSJ773 | X | X | X | |||||||
黃俊喬 WONG Chun Kiu | BRX333 | X | X | ||||||||
黃國威 WONG Kwok Wai | BCU328 | X | X | ||||||||
王朗軒 WONG Long Hin Ambrose | BOF441 | X | X | ||||||||
黃乃鎮 WONG Nai Chun | AOX334 | X | |||||||||
黃佑匡 WONG Yau Hong Alex | BNQ625 | X | X | ||||||||
吴佩芹 WU Peiqin | BMI131 | X | X | X | X | ||||||
尹樂穎 WUN Lok Wing | BPX002 | X | X | ||||||||
YAP Soon Yeong | BDY740 | X | X | ||||||||
楊川弘 YEO Chung Hong | APR800 | X | X | ||||||||
楊愫殷 YEUNG So Yan | BDA784 | X | X | ||||||||
游燕薇 YOU Yanwei | AYC304 | X | X | ||||||||
余家豪 YU Ka Ho, Bernard | AQR189 | X | X | X | |||||||
張孟渝 ZHANG Mengyu | BRZ348 | X | X | ||||||||
張旭妍 ZHANG Xuyan | BMM382 | X | X | ||||||||
張怡 ZHANG YI | BRX591 | X | X | ||||||||
張勇 ZHANG Yong | ANT437 | X | X | ||||||||
趙恬 ZHAO Tian | ANR067 | X | X | ||||||||
周心文 ZHOU Xinwen | BCB923 | X | X | ||||||||
邹中梁 ZOU Zhongliang | AWZ518 | X | X |
電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
---|---|---|---|
39008043 | 25190045 | [email protected] |
有效期至 | 英文名稱 | 中文名稱 |
---|---|---|
2006年12月13日 | IXIS Asia Limited |