香港持牌證券公司:UBS Securities Hong Kong Limited

香港持牌證券公司UBS Securities Hong Kong Limited信息

  • 名字: UBS Securities Hong Kong Limited
  • 證監會中央編號: BIN466
  • 發牌日期: 19/12/2016

牌照詳情

受規管活動 生效日期 備註
證券交易
Dealing in Securities
Jan 01 1970
期貨合約交易
Dealing in Futures Contracts
Jan 01 1970
就機構融資提供意見
Advising on Corporate Finance
Jan 01 1970
提供自動化交易服務
Providing Automated Trading Services
Jan 01 1970

營業地址

  • 中文地址:香港中環金融街8號國際金融中心2期47-52樓 *
  • 英文地址:47-52/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong *
  • 带*: 主要營業地址

電郵地址

網站地址

www.ubs.com

條件

生效日期 牌照條件
2016年12月19日 就第6類受規管活動而言,持牌人不得就證監會發出的《公司收購、合併及股份回購守則》範圍內的事宜/交易向客戶提供意見。
For Type 6 regulated activity, the licensee shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Commission.

負責人員

負責人員名字 中央編號 RA1 RA2 RA3 RA4 RA5 RA6 RA7 RA8 RA9 RA10

BASSOLINO Gaetano
BNW211X
陳立林
CHAN Lap Lam
AYQ809X
金弘毅
CHIN Hung I
ADT385X
張耀鴻
CHONG Yao Hoong
AYQ810X

COMBALOT Laurent Benoit Georges
AHC015XXX

DE GARIDEL-THORON Thomas Henri S. M.
AUX091X

ERSOY Alan Metin
AOY949X

FALIPOU Fabien Jean Roger
AZY951XX
馮贇
FENG Yun
ATN364X

GANGAL Shrinivas Ravindra
BBN555X
何浩
HE Hao
APG277X

INNERDALE David James
ALS810XX
李鎮國
LEE Chen Kwok, John
ACI535X
雷冰
LEI Bing
AXM402X
李菁
LI Jing
AOV618XXX
李伊呂
LI Yilu
ATN888X
羅駿
LUO Jun
AYR264X

MCNULTY Peter Richard
BBR308X

MOHLA Abhishek Dushyant
AUZ081XX
倪傳順
NGIE Chuen Shun
AFM599X

NUSSBAUM Daniel Fabio
BDV169X
任凝
REN Ning
AVT381X

REPERANT Vassili Benjamin Maurice Valentin
BFA019XX

SLAOUI Mohammed Saad
AYC193XX

SUNG Yoon Kyu
AKU991XX
高橋太一
TAKAHASHI Taichi
AZY880XXX
曾剛雄
TSANG Kong Hung, Patrick
AGH150X

WANNENMACHER Tim
AMU467XX
胡翊遠
WOO Yik Yuen
AND666XX

代表

代表名字 中央編號 RA1 RA2 RA3 RA4 RA5 RA6 RA7 RA8 RA9 RA10

AGARWAL Anand
ASL813XX

AGOSTINELLI Carlo
BEO619X

ALTERMAN Valeriia
BND296XXX

ANSARI Patrick Mehran
BFX161XXX

AUDI Elias
BCE913XX

BAJA Lauro III Castro
AFL365X

BARBARA Romain
BPW962XX

BERGET Lydie Marie
BGI613XX

BHUMIRATANA Sanu
AOB633XXX
畢學文
BI Xuewen
BFE600X
卞思佳
BIAN Sijia
BOB217XX

BORDAT-MALDONADO PARRA Adrien Paul Augustin
BBB918XX

BRAND Mathieu Edouard Nicolas
BNO502X
蔡紅軍
CAI Catherine Hongjun
AFJ286X
蔡志斌
CAI Zhibin
AYC190XX
蔡志偉
CAI Zhiwei
BQF064X

CAPPELLINI Matteo
BPQ516X

CARROLL Shane
BEA790XX
岑天
CEN Tian
AFC965X

CHALMERS Tony Marian
BJV697XXX
陳思華
CHAN Bonnie See Wa
BNK872XX
陳展翹
CHAN Chin Kiu
AVM792XXX
陳禮翰
CHAN Christopher Anthony
BQB040X
陳美詩
CHAN Esther Mei Sze
BFY475X
陳希恩
CHAN Hei Yan Hazel
BRP242X
陳浩賢
CHAN Ho Yin Ronald
BOL429X
陳瀚賢
CHAN Hon Yin
AYO720X
陳嘉慧
CHAN Ka Wai, Edith
AMC667X
陳雅媛
CHAN Nga Woon Chloe
BSH201X
陳穎忻
CHAN Wing Yan
BHY591X
張炳雲
CHANG Byung Woon
BQD509X
張俊傑
CHANG Jack Chun-Chieh
ANX862XX
暢磊
CHANG Lei
BFI262XX
周啟豪
CHAU Kai Ho
AZZ303X

CHAUDRY Ahmad Sadiq
BFK341XX

CHEAH Corey Zhi Ming
BSF843XXX
徐德丰
CHEE Daryl Tak-fung
BOZ567XXX
陳昌濠
CHEN Changhao
AYP959X
陈川
CHEN Chuan
BRO859X
陳智傑
CHEN Dennis Chih Chieh
APH886XX
陳昉
CHEN Fang
BGG943X
諶戈
CHEN Ge
AMO864X
陳功
CHEN Gong
AZN311X
陳浩
CHEN Hao
BQH895X
陳利娟
CHEN Lijuan
AVL498XX
陳南
CHEN Nan
BRO449X
陈穗崇
CHEN Suichong
BRP546X
陳蕭伊
CHEN Xiaoyi
BRO395X
陳盈志
CHEN Ying Chih
BIB859XX
陈庄翊
CHEN Zhuangyi
BOT806X
鄭凱文
CHENG Kai-wen
BQQ225XXX
程晓敏
CHENG Xiaomin
BHY663X
程修遠
CHENG Xiuyuan
AXR522X
卓素華
CHEUK So Wah
ARB609X
張子謙
CHEUNG Edward
BOP546X
張倩嘉
CHEUNG Seen Ka, Selina
APR963X
趙曼琳
CHIU Chanel Mun Lum
BEI462X
曹天德
CHO Tin Tak
AXX258X
蔡尚毅
CHOI Sheung Ngai
AFG685XXX
周華盛
CHOW Wa Shing
BNO669X
朱文浩
CHU Man Ho, Michael
ANF180X
鍾港龍
CHUNG Kong Lung
BNT744X
鍾明俊
CHUNG Ming Chun Jason
AZS638X
鍾頴聰
CHUNG Wing Chung
BQB503X

COPERTI Giulio Giacomo
BOG205X

CORONES Georgia Kate
BDV251XX
崔聰
CUI Kevin
BBK544X

DAVIS Christopher Edward
AXD833XXX

DE GARIDEL-THORON Thomas Henri S. M.
AUX091X
邓欣仪
DENG Xinyi
BSA374X
刁翊航
DIAO Yihang
BRO863X
丁丁
DING Ding
BQJ707X

DONAN Keith Donald
AXG905XX
杜婉錚
DU Wanzheng
BRP543XX

ERSOY Alan Metin
AOY949XX
范圍
FAN Wei
BQF160X
房帥
FANG Shuai
BKV676XX

FARHAT Sarah
BPM811XX
馮馨荷
FENG Xinhe
BBP375X

FERREIRA DA COSTA Jacinto Alberto
ALI139XX

GANGAL Shrinivas Ravindra
BBN555X
高云竹
GAO Yunzhu
BNR003X
葛瀟白
GE Xiaobai
BDH915X

GE Yanwei
BNG522X

GROUX Florian Rene Alexis
BQS949XX
顧承宗
GU Chengzong
BEX934X
顧匯匯
GU Huihui
BRO233X
顧詩意
GU Shiyi
BIK447X

GUENANCIA Paul Pierre Josias
BPY277XX

GUEZ Ilane Yonathan Pierre
BAD514XX

GUNTURU Advait Dattatreya
BJG617XX
郭鑫昱
GUO Xinyu
BBI891X
郭自力
GUO Zili
APZ594X

GUSAK Victor Vladislav
BKN511XX
韓林
HAN Lin
BQF403X
何思達
HE Sida
BNN764X
賀盈青
HE Yingqing
BQF095X

HIRAMATSU Takekazu
BIG807XXX
何澤彬
HO Chak Pan
BPW822XX
何卓榮
HO Cheuk Wing
BOR240XX
何慧思
HO Wai Sze
AVD964X

HOLROYD Alistair Hugo
BAW840XX
康家俊
HONG Timothy Kai-chun
BNQ720XX

HORROBIN Fergus Peter
AYR065X
侯延琨
HOU Yankun
AOC747X
徐欣
HSU Christine Shing
AYR067X

HU Linghan
AVZ070X
胡欣雨
HU Xinyu
BOW506XX
黃燦
HUANG Can
BFE695X
黃楚天
HUANG Chutian
BOC568X
許兆賢
HUI Siu Yin Jimmy
BHY281XX

JAMES Alun Richard
BBU307XX
吉源
JI Yuan
BNV436X
賈超翔
JIA Chaoxiang
BBM231X
賈鵬
JIA Peng
AYR513X
贾兆芸
JIA Zhaoyun
BSA371X
姜樂成
JIANG Lecheng
BGO348X
金蘇回
JIN Suhui
BPW937X

JOSEPH PULPEL Savio
AXF534XX

JUNG Jae Young
BEB755XX

KANTHAN Aparna
BKL765XX

KIM Young Chae
BNF358XX
金元成
KING Richard Yun Zing
ADM983X
高思雯
KO Silvia
APQ588X

KUDALKAR Samarth
BFI923XX

KUMAR Sawan
AZT670X
關敬德
KWAN King Tak
BRE347X
關承遠
KWAN Sing Yuen
ABW052XX
鄺孟恆
KWONG Myron Mann
ANR646XX
黎穎平
LAI Kenneth Wing
BSC729XX
賴榮曄
LAI Rongye
AYR571XXX
黎少華
LAI Siu Wa
BPV534X
林嘉麗
LAM Ka Lai
AUT719X
林慧儀
LAM Wai Yee
BNX898X
勞逸文
LAO Yiwen
BRQ123XX
劉詩琪
LAU Sze Ki
BHD251X
李英揚
LEE Andrew Yeng
AEI016XX
李璟恆
LEE King Hang
AXV267XXX
梁以銘
LEUNG Yee Ming, Luxthew
AND667XXX
李博杰
LI Bojie
BOK456XX
李達
LI Da
BIO662X
李思駿
LI David Sijun
BEW621X
李賡煜
LI Gengyu
BSJ021XX
李亮德
LI Liangde
BPW620XX
李鵬
LI Peng
APC522X
李梓維
LI Tsz Wai
AWL543X
李唯嘉
LI Weijia
BFU370X
李軼翹
LI Yi Qiao Felicity
BHD685X
李玥旻
LI Yuemin
BRO945X
李子熹
LI Zixi
BHD546X
梁銀玉
LIANG Yinyu
BCG282X

LIM Pek Kueen
BDL625X
林海萍
LIN Haiping
BLJ565X

LIN Michelle Chia-Hsing
AUW242X
林天天
LIN Tiantian
BIB398X
劉寧
LIU Ning
ASZ222XXX
劉文成
LIU Wencheng
AYR226X
柳意達
LIU Yida
BHD554X
刘悦
LIU Yue
BRR734X
盧穗誠
LO Samson Lambert
APQ184X

LOCK Timothy James
AXQ297XX
盧皚姵
LOO Renee Oi Pui
BPJ459XX
陸佳男
LU Jianan
BBU782XX
呂青子
LU Qingzi
BQS038X
路堯
LU Yao
BSG661X
罗勇
LUO Yong
BSA373X
馬宣琪
MA Hsuan Chi
BPJ420XX
馬建基
MA Kin Kei, Kenneth
AZW082XX

MAGNI Nicolo
AYO859X

MARTIN Troy Richard William
BHG437XXX

MASHRU Namrata Sudhir
BAF822XX

MATTOLI Enrico Andrea
ASD757X

MC CARTHY Barry
AYD555XX

MCNULTY Peter Richard
BBR308X
缪溪
MIAO Xi
BQH325X
莫雨軒
MOK Eugenia Y.H.
AYR645X
莫君豪
MOK Kwan Ho
AXS235XX

MOORHEAD Jonathan James Stevenson
BPW741XX

MOVSUMOV Dzhavad
AZT495X
吳浚
NG Jun
BNV806X
倪祖立
NGAI Cho Lap
BLF241XX
钮馨玥
NIU Xinyue
BRQ106X

Ou0027SHAUGHNESSY Calvin John
BMV914X
安展邦
ON Chin Bong
BKR852X
王愉善
ONG Brigitte Yu Shan
BKD063X
柯柏年
OR Felix
ADH585XXX
歐陽林杉
OUYANG Linshan
BQA722X
潘治存
PAN Zhicun
BNT241X

PANTONE Nicola
ANT913XXX

PARAKH Archit
BBT705XX

PARKER Kirsten Bunty
BEZ493X
裴怡宁
PEI Yining
BOP921XX

PERERA Errol Alistair Devindra
BDR321XX
平之芫
PING Zhiyuan
BPS471X

PRINCE Alexander Gilbert
AXH803XX
喬亦杰
QIAO Yijie
BNX896X
秦璇宇
QIN Xuanyu
BLD350X
瞿郁萤
QU Yuying
BNM223X

QUESNOT Jean-joseph Bernard Gaston
BKE518XX

RODFORD Mark Andrew
BQV688XX

SCHMITZ Charline Florence
BPX545XX

SCHNEIDEREIT Marc Daniel
BOT761XXX
沈欽揚
SHEN Blake C
AYQ549XX
沈德華
SHEN Dehua
AMU085X
施天怡
SHI Tianyi
BPV473XX
施澤鈞
SHI Zejun
BRI721XX
蘇俊傑
SO Jonathan Chunkit
AYR297X
蘇韻怡
SO Wan Yi
AVT320X
宋超然
SONG Chaoran
BDL242XX
宋辭
SONG Ci
BCT672X
宋谷川
SONG Guchuan
BQF157X
宋叶青
SONG Yeqing
BRO856X
宋雨韵
SONG Yuyun
BHL834X
蘇銘俊
SOU Ming Chun Alan
BSE720XX

STERNBY Bjoern Petter Waldemar
AWS041X
孫堅迪
SUEN Kin Dick
AVM103XX
許文杰
SUI Voon Keat Kenneth
APG897XX
孙利军
SUN Lijun
BAC326X
孫宇辰
SUN Yuchen
BQM668X

SUNG Brian
BRV485XX

TAAVITSAINEN Mika Pekka Nicolas
AYQ639X
譚菀柔
TAM Wan Rou, Denise
AQS365XXX

TAN You Khai
BFE580XXX
鄧煒婷
TANG Jamie Wai Ting
BRE920X
鄧志恒
TANG Vincent Chi Hang
BJK278X

THAMBI Shamu Sihabuddin
AXH547XXX

THANASEKARAN Indran
BCV166X
张劭川
THEW Shao Chuan
BRE932X
田鴿
TIAN Ge
BJR799X
田克
TIAN Ke
BLV468X
丁嘉淳
TING Ka Shun
BOZ727X
唐廣源
TONG Kwong Yuen, James
BPV560X
陶麗珊
TOO Lai Shan
BEU843X
謝宛彤
TSE Fiona Yuen Tung
BQU422X
謝敬勇
TSE Kenyon King-yung
AMF472XX
謝瑞森
TSE Sui Sum Sammie
BSE936XX

VEYRET Pierre
BNO571XX

VISWANATH Ramesh
AUZ373XX

WAI Jian Rong
BRM660XX

WALTERS Andrew James
AOT505XX
阮明輝
WAN Ming Hui Ryan
BRO946X
万星
WAN Xing
AXQ294XX
王浩
WANG Hao
BLH590X
王婧華
WANG Jinghua
BRE344XXX
王紀瑛梅
WANG Jiyingmei
BRZ497XX
王妮
WANG Ni
BSH217X
王凭軾
WANG Pingshi
BRF840X
王沁彥
WANG Qinyan
ARP576X
王冉
WANG Ran
BPQ519XX
王詩卉
WANG Shihui
BIG680X
王思韵
WANG Siyun
BGO634X
王晰
WANG Xi
BOR247X
王晓彤
WANG Xiaotong
BQF174X
王小旋
WANG Xiaoxuan
BMV922X
王欣宇
WANG Xinyu
BSA372X
王燁崧
WANG Yesong
BFU375X
王穎華
WANG Yinghua
BGO809XX

WANG Yinuo
BRQ634X
王依諾
WANG Yinuo
BRJ183X
王又麗
WANG Youli
BNR007X
王玉珏
WANG Yujue
BQQ351XXX
汪子年
WANG Zinian
BNJ569X
屈頌然
WAT Chung Yin, Janice
BPW952XXX
屈凌霜
WAT Ling Sheung, Ada
AYR303X
韋宁宁
WEI Ningning
BOR811X
魏鵬宇
WEI Pengyu
BQQ653XX
溫寶馨
WEN Baoxin
BOR737X
黃海祥
WONG Hoi Cheung
AYK745XXX
王麗雯
WONG Lai Man
AFC401XX
黃汶浚
WONG Man Tsun
BDQ203X
胡翊遠
WOO Yik Yuen
AND666X
伍國忻
WU Kwok Yan, Eric
AVL147XX
吴齐悦
WU Qiyue
BRP244X
吴斯嘉
WU Sijia
BSE137X
吳華倫
WU Warren Charles
AUZ061X
吳軼鶴
WU Yihe
APZ445XX
席奕儒
XI Yiru
BPX069XX
夏高鋒
XIA Gaofeng
BOW539X
項伊南
XIANG Yinan
BAA725X
谢皓然
XIE Haoran
BRP556X
謝宗台
XIE Zongtai
BRO236X
辛星
XIN Xing
BPV806XX
徐安祺
XU Anqi
BQC219X
徐浩源
XU Haoyuan
BPS658X
徐惠芳
XU Huifang
BAV748XX
許旭琳
XU Xulin
AYW563X
許知君
XU Zhijun
BER726X
閻春子
YAN Chunzi
BLP806X
晏菡君
YAN Hanjun
BRR755XX
楊安
YANG An
BSA376X
楊帆
YANG Fan
APF030X
楊洪智
YANG Hongzhi
BRO860X
楊元浩
YANG Yuanhao
BFW663X
邱子軒
YAU Tsz Hin
BRG595X
邱穎臻
YAU Vincent Wing Tsuen
AVV901XXX
叶修平
YE Xiuping
BRV505X
葉書維
YEH Shu-Wei
BGE406X
楊逸韻
YEUNG Yat Wan Tammy
BRN899XXX
葉梓聰
YIP Tsz Chung
BCU474XX
姚穗莊
YIU Sui Chong
AOS002X
余浩文
YU Ho Man Horace
BHY614X
余默凡
YU Mofan
BNX262X
于曉倩
YU Xiaoqian
BRL107XX
袁浩哲
YUAN Haozhe
BPY838X
袁媛
YUAN Yuan
AYR305X
袁偉政
YUEN Wai Ching
BQW094XX

YUN Heekyu
ATJ399XX
張大兆
ZHANG Charles
AWP279XX
張瑋伊
ZHANG Weiyi
BRP246X
張小雨
ZHANG Xiaoyu
BPV041X
張志海
ZHANG Zhihai
AYI399X
章梓秦
ZHANG Ziqin
BQA872X
趙清麗
ZHAO Qingli
BDZ931X
鄭佳欣
ZHENG Emily Jiashin
BLG385X
鄭繼偉
ZHENG Jiwei
BQG649X
周博雯
ZHOU Bowen
AXI802X
周佶
ZHOU Ji
BJE003X
祝鵬
ZHU Peng
BQF198X
朱雅卉
ZHU Yahui
AYO940X
朱正芹
ZHU Zhengqin
AYS124X
庄亦洋
ZHUANG Yiyang
BHY685X

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