香港持牌證券公司：第一上海證券有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 就機構融資提供意見 Advising on Corporate Finance | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2006年11月24日 | 就第6類受規管活動而言，由2007年1月1日開始，持牌人不得就要求將任何證券在認可證券市場上市的申請以保薦人身分行事。 For Type 6 regulated activity, with effect from 1 January 2007, the licensee shall not act as sponsor in respect of an application for the listing on a recognized stock market of any securities. |
| 2014年01月09日 | 就第6類受規管活動而言，持牌人就證監會發出的《公司收購、合併及股份購回守則》範圍內的有關事宜/交易，以顧問身分向客戶提供意見時，必須與(該客戶的) 另一名顧問共同行事，而該另一名顧問須不受此條件的規限。 For Type 6 regulated activity, the licensee must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Repurchases issued by the Commission, act together with another adviser (to the client) not subject to this condition. |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 鄭志光 CHENG Chi Kwong | AGN592 | X | |||||||||
| 霍智鴻 FOK Chi Hung | ACA636 | X | |||||||||
| 梁志鴻 LEUNG Chi Hung | AFT573 | X | |||||||||
| 李智強 LI Chi Keung Eliot | BBF102 | X | |||||||||
| 李明江 LI Mingjiang | ANG396 | X | |||||||||
| 盧浩然 LO Ho Yin | AQF063 | X | |||||||||
| 羅國龍 LO Kwok Loong, Sammy | AAH920 | X | |||||||||
| 邱紅 QIU Hong | AGH952 | X | |||||||||
| 蘇志超 SO Chi Chiu | AOG783 | X | |||||||||
| 王柏俊 WONG Pak Chun | AQZ536 | X | |||||||||
| 楊偉堅 YEUNG Wai Kin | ACC364 | X | X | X | |||||||
| 葉志豪 YIP Chi Ho | APC509 | X | |||||||||
| 葉尚志 YIP Sheung Chi | AEI328 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 陳周金 CHAN Chau Kam | BHP654 | X | |||||||||
| 陳振為 CHAN Chun Wai | BPF164 | X | |||||||||
| 陳漢偉 CHAN Hon Wai, Bernard | AAE407 | X | |||||||||
| 陳藹琳 CHAN Oi Lam | BRH084 | X | |||||||||
| 陳鵬 CHAN Pang | ABS421 | X | |||||||||
| 車宏宇 CHE Hongyu | APS903 | X | |||||||||
| 陳培莉 CHEN Peili | AMG931 | X | |||||||||
| 陳曉霞 CHEN Xiaoxia | AVR180 | X | |||||||||
| 鄭烈輝 CHENG Lit Fai | ACK224 | X | |||||||||
| 卓凱淇 CHEUK Hoi Ki | BJQ675 | X | X | ||||||||
| 張藉輝 CHEUNG Chik Fai | AAB513 | X | |||||||||
| 莊清萍 CHONG Ching Ping | BFS368 | X | |||||||||
| 鄒景玲 CHOW King Ling | AAZ536 | X | |||||||||
| 但玉翠 DAN Yucui | BIQ312 | X | |||||||||
| 高梅 GAO Mei | AFS775 | X | X | ||||||||
| 古森森 GU Sensen | BBD157 | X | |||||||||
| 韓嘯宇 HAN Xiaoyu | BOA684 | X | |||||||||
| 何接恆 HO Chip Hang | ABH036 | X | |||||||||
| 何俊諭 HO Chun Yu, Jonathan | ARO147 | X | |||||||||
| 韓儀娟 HON Yi Kuen, Virginia | AWO228 | X | |||||||||
| 侯雪宁 HOU Xuening | BPX766 | X | |||||||||
| 黃海慈 HUANG Haici | BPL627 | X | |||||||||
| 黃佳杰 HUANG Jiajie | BGG191 | X | |||||||||
| 洪愛敏 HUNG Oi Man | BSF284 | X | |||||||||
| 金暉 JIN Hui | AJZ230 | X | |||||||||
| 康瑜 KANG YU | BBX757 | X | |||||||||
| 關家輝 KWAN Ka Fai | AAV299 | X | |||||||||
| 林兆泳 LAM Siu Wing Cynthia | ARF359 | X | |||||||||
| 劉志強 LAU Chi Keung | AJZ235 | X | |||||||||
| 梁志信 LEUNG Chi Shun | AOY469 | X | |||||||||
| 梁志源 LEUNG Chi Yuen, Stanley | AAE324 | X | |||||||||
| 梁瑞芝 LEUNG Soi Chi | BKW301 | X | |||||||||
| 梁偉業 LEUNG Wai Yip | AAE338 | X | |||||||||
| 李俊 LI Chun | AQT080 | X | |||||||||
| 李航 LI Hang | AWK314 | X | |||||||||
| 李京霖 LI Jinglin | BNR815 | X | |||||||||
LI Qian | BDY405 | X | |||||||||
| 利順 LI Shun | ASE581 | X | |||||||||
| 李偉浩 LI Weihao | ARF368 | X | |||||||||
| 林穎 LIN Ying | BNC967 | X | |||||||||
| 廖仲謙 LIU Chung Him | BHY106 | X | |||||||||
| 劉新紅 LIU Xinhong | AQJ507 | X | |||||||||
| 呂惠冰 LU Hui Bing | ARJ763 | X | |||||||||
| 呂悅天 LUI Yuet Tin | BMZ401 | X | |||||||||
| 羅凡環 LUO Fanhuan | BRI334 | X | |||||||||
| 麥麗賢 MAK Lai Yin Joanne | BEK903 | X | |||||||||
| 麥小明 MAK Siu Ming | BGJ078 | X | |||||||||
| 吳浚浩 NG Tsun Ho | BQL613 | X | |||||||||
| 潘雯 PAN Wen | AQJ818 | X | |||||||||
| 錢銘今 QIAN Mingjin | ACS194 | X | X | ||||||||
| 秦浩楷 QIN Haokai | BCS754 | X | |||||||||
| 邱亞彤 QIU YATONG | BJC197 | X | |||||||||
| 曲佳宜 QU Jiayi | BPL810 | X | |||||||||
| 沈松齡 SHEN Songling | AQS585 | X | |||||||||
| 蘇志超 SO Chi Chiu | AOG783 | X | |||||||||
| 蘇敬恒 SO King Hang | BHU241 | X | |||||||||
| 孫楚杰 SUN Chujie | BMY170 | X | |||||||||
| 施詠雯 SZE Wing Man Ada | BQV333 | X | |||||||||
| 滕文佳 TENG Wenjia | BOF593 | X | |||||||||
| 汪宏音 WANG Hongyin | BLP140 | X | |||||||||
| 王健 WANG Jian | ALK743 | X | |||||||||
| 王媛媛 WANG Yuan Yuan | ARH049 | X | |||||||||
| 王碧枝 WONG Bik Chi, Peggy | AQC725 | X | |||||||||
| 黃家豪 WONG Ka Ho | BJG194 | X | |||||||||
| 黃嘉橋 WONG Ka Kiu | BQE038 | X | |||||||||
| 黃子健 WONG Tsz Kin | BDZ936 | X | |||||||||
| 鍾云飛 ZHONG Yunfei | BIZ575 | X | |||||||||
| 鄒煒 ZOU Wei | BNN604 | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 25321537 | 28106789 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2001年11月15日 | First Shanghai Capital Limited | 第一上海融資有限公司 |