香港持牌證券公司:德意志投資香港有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 期貨合約交易 Dealing in Futures Contracts | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2016年03月18日 | 就第2類受規管活動而言,持牌人不得經營下列以外的業務- (a)從其他人士接收為達成期貨合約交易而提出的要約,並透過其他中介人為該等人士達成有關的期貨合約交易﹔及 (b) 向其他中介人介紹其他人士,使該等人士可- (i) 達成期貨合約交易;或 (ii) 為進行期貨合約交易而提出要約。 For Type 2 regulated activity, the licensee shall not conduct business other than - (a) effecting dealings in futures contracts through other intermediaries, for the persons from whom the related dealing offers are received; and (b) introducing persons to other intermediaries, in order that they may - (i) effect dealings in futures contracts; or (ii) make offers to deal in futures contracts. |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
GIBBS Robert John Stuart | BJV533 | X | X | X | |||||||
KIM So Yeon | AMM348 | X | X | ||||||||
| 關志德 KWAN Chi Tak | AHC006 | X | X | X | |||||||
| 呂紀東 LUI Kevin Kei Tung | BAO165 | X | X | ||||||||
NAUMANN Holger Wilhelm | BOM081 | X | X | X | |||||||
| 彭煜宇 PENG Yuyu | ATV436 | X | X | X | |||||||
PIDDEN Andrew Frederick Peter | ABR702 | X | X | X | |||||||
| 龐熙霆 PONG Hayden Hei Ting | APO549 | X | X | ||||||||
SCHOEPPL-JOST Elke | AQJ086 | X | X | X | X | ||||||
TAYLOR Sean Patrick Paul | BGH025 | X | X | X | |||||||
| 王靜雯 WANG Vanessa | BIS581 | X | X | ||||||||
| 王有邦 WONG Yau Pong | ACZ528 | X | X | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 曹靖牧 CAO Jingmu | AYW195 | X | X | ||||||||
| 張洋 CHEUNG Yeung | AXT527 | X | X | ||||||||
| 方朝紅 FONG Chiu Hung, Agnes | AQV864 | X | X | ||||||||
GILLMANN Thomas | BSF910 | X | X | ||||||||
| 何展峰 HO Chin Fung Edwin | BSD616 | X | X | X | |||||||
| 黃釗盈 HUANG Chao Ying | BCL629 | X | X | ||||||||
| 許友泉 HUI Yau Chuen | BHF747 | X | X | X | |||||||
| 葉永麗 JAP Wing Lai | AGE009 | X | X | X | |||||||
| 姜凱馨 KEUNG Hoi Hing | BDL906 | X | X | X | |||||||
| 孔穎燊 KUNG Wing San Joseph | BMH146 | X | X | ||||||||
| 關捷文 KWAN Chit Man, Osvaldo | BAI043 | X | X | X | |||||||
| 關傑仁 KWAN Kit Yan, Anderson | AUX006 | X | X | ||||||||
| 蘭瀅 LAN Ying | BEU871 | X | X | X | |||||||
| 劉靖欣 LAU Ching Yan | BOT981 | X | X | X | |||||||
| 劉慧斌 LAU Wai Bun | AWH043 | X | X | X | |||||||
LEONG Lillian | BOE490 | X | X | ||||||||
| 梁棨傑 LEUNG Kai Kit | BGO560 | X | X | X | |||||||
| 梁毅豪 LEUNG Ngai Ho, Kelvin | APJ702 | X | X | ||||||||
| 李炫鋒 LI Yuen Fung, Gary | BEC909 | X | X | X | |||||||
| 馬嘉汶 MA Ka Man | BAC046 | X | X | ||||||||
MIYATA Hiroshi | BPM775 | X | X | ||||||||
| 吳雙榮 NG Sheung Wing | AXF006 | X | X | ||||||||
| 吳胤婷 NG Yan Ting | BDL442 | X | X | X | |||||||
| 潘承智 POON Shing Chi | BDD899 | X | X | X | |||||||
ROBINSON Christopher Theo | APR552 | X | X | ||||||||
| 邵帥 SHAO Shuai | BDY279 | X | X | ||||||||
| 沈鎧圻 SUM Hoi Kei | BFI234 | X | X | X | |||||||
WIDJAJA Ogar Renaldi | BBD986 | X | X | ||||||||
| 胡漢熙 WU Hon Hei Henry | BJH273 | X | X | X | |||||||
| 湛若林 ZHAN Ruolin | BRR199 | X | X | ||||||||
| 趙芸笛 ZHAO Yundi | BOT985 | X | X | X | |||||||
ZONG Yuzhang | BNO311 | X | X | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 22036674 | 22036959 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2018年12月20日 | Deutsche Asset Management (Hong Kong) Limited | 德意志資產管理(香港)有限公司 |
| 1999年10月03日 | Morgan Grenfell (Hong Kong) Limited | |
| 1998年10月29日 | Morgan Grenfell Investment Management (HK) Limited |