香港持牌證券公司:盈立證券有限公司
| 受規管活動 | 生效日期 | 備註 |
|---|---|---|
| 證券交易 Dealing in Securities | Jan 01 1970 | |
| 就證券提供意見 Advising on Securities | Jan 01 1970 | |
| 提供資產管理 Asset Management | Jan 01 1970 |
| 生效日期 | 牌照條件 |
|---|---|
| 2021年08月20日 | 就第9類受規管活動而言,持牌人只可經營下列業務: n(a)管理委託帳戶;及n(b)管理只向專業投資者作出要約的集體投資計劃。n“集體投資計劃”及“專業投資者”的定義在《證券及期貨條例》及其附屬法例(如適用的話)的條文內界定。 For Type 9 regulated activity, the licensee shall only carry on a business in the management of:n(a) discretionary accounts; andn(b) collective investment schemes that are offered to professional investors only.nThe terms “collective investment scheme” and “professional investor” are defined under the Securities and Futures Ordinance and its subsidiary legislation (where applicable). |
| 負責人員名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 陳偉聰 CHAN Wai Chung | AOD117 | X | X | ||||||||
| 洪桃李 HONG Taoli | BOH186 | X | X | X | |||||||
| 梁俊成 LEUNG Chun Shing | ALG206 | X | X | ||||||||
| 袁永傑 YUEN Wing Kit | AXP610 | X | X |
| 代表名字 | 中央編號 | RA1 | RA2 | RA3 | RA4 | RA5 | RA6 | RA7 | RA8 | RA9 | RA10 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 翟景恆 CHAK King Hang | BSI862 | X | X | X | |||||||
| 陳家建 CHAN Ka Kin | BHS185 | X | X | X | |||||||
| 陳偉聰 CHAN Wai Chung | AOD117 | X | |||||||||
| 陳穎雯 CHAN Wing Man | BRS568 | X | X | ||||||||
| 周展宏 CHAU Chin Wang | BMG151 | X | |||||||||
| 鄭志豪 CHENG Chi Ho | AOV370 | X | X | X | |||||||
| 鄭雅詩 CHENG Nga Sze | BPW904 | X | X | ||||||||
| 張殷豪 CHEUNG Yan Ho | BQV729 | X | X | X | |||||||
| 莊治城 CHONG Chi Shing | BET661 | X | X | X | |||||||
| 蔡莉莉 CHOY Lee Lee | BFH214 | X | |||||||||
| 徐麗敏 CHUI Lai Man | BPM528 | X | X | ||||||||
| 方韋盈 FONG Wai Ying, Vivian Catherine | BBT305 | X | X | X | |||||||
| 高雪梅 GAO Xuemei | BRP315 | X | X | ||||||||
| 龔媛 GONG Yuan | BPN595 | X | X | X | |||||||
| 葉江峰 IP Kong Fung | AUI998 | X | |||||||||
| 江愛華 KONG Oi Wa | BRX525 | X | X | ||||||||
| 郭桂明 KWOK Kwai Ming Natalie | BLD320 | X | |||||||||
| 梁偉忠 LEUNG Wai Chung | AWY785 | X | |||||||||
| 劉靜文 LIU Jingwen | BRV222 | X | X | ||||||||
| 馬天樂 MA Tin Lok | BFL423 | X | X | ||||||||
| 潘偉雄 PAN Weixiong | BPI644 | X | |||||||||
| 談蔓誼 TAM Man Yi | BRI219 | X | X | ||||||||
| 鄧穎謙 TANG Wing Him | AWO196 | X | |||||||||
| 鄧永麟 TANG Wing Lun | AVL490 | X | X | ||||||||
| 曾靜德 TSANG Carol Ching Tak | BOD552 | X | X | ||||||||
| 曾青華 TSANG Ching Wa | BPJ862 | X | X | ||||||||
| 韋明俊 WEI Mingjun | BPV307 | X | |||||||||
| 黃詩豪 WONG Sze Ho | BMW970 | X | |||||||||
| 溫寶如 WUN Po Yu | BRS569 | X | |||||||||
| 余敬良 YU King Leung | APK782 | X | X | ||||||||
| 袁永傑 YUEN Wing Kit | AXP610 | X |
| 電話號碼 | 傳真號碼 | 電郵地址 | 通訊地址 |
|---|---|---|---|
| 25108288 | 25010355 | [email protected] |
| 有效期至 | 英文名稱 | 中文名稱 |
|---|---|---|
| 2020年10月27日 | uSmart Securities Limited | 友信證券有限公司 |
| 2019年05月03日 | Famous Way International Investment Limited | 順榮國際投資有限公司 |